LPL Financial
GGM

LPL Financial’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

LPL Financial’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-15,695
Closed -$310K – 4182
2020
Q4 		$310K Buy
15,695
+3,417
+28% +$64.4K ﹤0.01% 3175
2020
Q3 		$218K Buy
12,278
+602
+5% +$10.8K ﹤0.01% 3144
2020
Q2 		$207K Sell
11,676
-1,380
-11% -$22.6K ﹤0.01% 3109
2020
Q1 		$195K Buy
13,056
+855
+7% +$16.1K ﹤0.01% 2818
2019
Q4 		$243K Sell
12,201
-8
-0.1% -$161 ﹤0.01% 2949
2019
Q3 		$244K Buy
12,209
+369
+3% +$7.47K ﹤0.01% 2852
2019
Q2 		$247K Buy
11,840
+481
+4% +$10K ﹤0.01% 2863
2019
Q1 		$229K Sell
11,359
-1,083
-9% -$21.8K ﹤0.01% 2846
2018
Q4 		$229K Buy
12,442
+1,194
+11% +$24.1K ﹤0.01% 2704
2018
Q3 		$248K Buy
11,248
+452
+4% +$10K ﹤0.01% 2840
2018
Q2 		$235K Buy
+10,796
New +$237K ﹤0.01% 2866
2017
Q2 		– Sell
-32,862
Closed -$757K – 3012
2017
Q1 		$757K Sell
32,862
-280
-0.8% -$6.47K 0.01% 1461
2016
Q4 		$739K Buy
+33,142
New +$714K 0.01% 1420

Other funds holding GGM

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
PGWM
Parisi Gray Wealth Management Mendham, New Jersey $487M AUM 33.83% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LPL Financial's GGM Position: Q1 2021 in Review

LPL Financial sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q1 2021, closing a stake of 15,695 shares — an estimated $310K sold.

LPL Financial first reported a position in GGM in Q4 2016 and held it in 13 quarters. The position peaked at $757K in Q1 2017. 27 funds tracked by Wall St. Rank hold GGM as of Q1 2021.

  • LPL Financial reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q1 2021 after selling out during the quarter.
  • LPL Financial sold 15,695 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q1 2021, an estimated $310K.
  • LPL Financial first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q4 2016 and held it in 13 quarters.
  • LPL Financial's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $757K in Q1 2017.
  • 27 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q1 2021.

Based on LPL Financial's 13F filing for Q1 2021, filed 14 May 2021.