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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

23 hedge funds and large institutions have $10.4M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

15% less capital invested

Capital invested by funds: $12.3M → $10.4M (-$1.86M)

18% less funds holding

Funds holding: 2823 (-5)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
23
Holders Change
-5
Holders Change %
-17.86%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.43M +$161K +9,797 +8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.82M -$1.61M -97,951 -49%
Invesco
3
Invesco
Georgia
$1.6M +$415K +25,284 +39%
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$1.14M +$26.2K +1,600 +3%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$611K +$49.7K +3,027 +10%
HighTower Advisors
6
HighTower Advisors
Illinois
$488K +$66 +4 +0%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$382K +$7.86K +479 +2%
PGWM
8
Parisi Gray Wealth Management
New Jersey
$354K +$148K +9,000 +82%
Truist Financial
9
Truist Financial
North Carolina
$272K -$39.5K -2,408 -14%
KA
10
Kovack Advisors
Florida
$222K +$2.08K +127 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$217K -$838K -51,109 -81%
LPL Financial
12
LPL Financial
California
$207K -$22.6K -1,380 -11%
Morgan Stanley
13
Morgan Stanley
New York
$174K -$38.3K -2,337 -19%
Bank of America
14
Bank of America
North Carolina
$166K +$10.4K +634 +7%
Wells Fargo
15
Wells Fargo
California
$119K +$16.4K +1,000 +17%
FWM
16
FSA Wealth Management
Massachusetts
$74K +$63.6K +3,875 +1,292%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$58K +$820 +50 +2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$25K -$4.61K -281 -17%
PAG
19
Private Advisor Group
New Jersey
$21K +$19.7K +1,200 New
GWM
20
Geneos Wealth Management
Colorado
$15K -$17.5K -1,065 -54%
PAM
21
Panagora Asset Management
Massachusetts
$4K
US Bancorp
22
US Bancorp
Minnesota
$3K
LCM
23
Landscape Capital Management
New Jersey
-$536K -35,907 Closed
SIA
24
Sit Investment Associates
Minnesota
-$461K -30,837 Closed
CRC
25
Curi RMB Capital
Illinois
-$355K -23,759 Closed

GGM Hedge Fund Activity: Q2 2020 in Review

23 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q2 2020, worth a combined $10.4M — down 15% from $12.3M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GGM and 2 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 12 added.

The largest buyer was Invesco, adding an estimated $415K. The largest seller was Royal Bank of Canada, cutting an estimated $1.61M.

  • 23 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q2 2020, down from 28 in Q1 2020.
  • Funds reported $10.4M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q2 2020, down 15% quarter-over-quarter.
  • 2 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q2 2020 and 6 closed out, a net change of -4 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q2 2020 was Invesco, an estimated $415K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q2 2020 was Royal Bank of Canada, an estimated $1.61M sold.

Based on aggregated 13F filings for Q2 2020.