KA
GGM

Kovack Advisors’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Kovack Advisors’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-12,716
Closed -$226K – 663
2020
Q3 		$226K Buy
12,716
+139
+1% +$2.5K 0.04% 393
2020
Q2 		$222K Buy
12,577
+127
+1% +$2.08K 0.04% 385
2020
Q1 		$186K Buy
+12,450
New +$234K 0.04% 379

Other funds holding GGM

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
PGWM
Parisi Gray Wealth Management Mendham, New Jersey $487M AUM 33.83% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
IWM
IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Kovack Advisors's GGM Position: Q4 2020 in Review

Kovack Advisors sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2020, closing a stake of 12,716 shares — an estimated $226K sold.

Kovack Advisors first reported a position in GGM in Q1 2020 and held it in 3 quarters. The position peaked at $226K in Q3 2020. 25 funds tracked by Wall St. Rank hold GGM as of Q4 2020.

  • Kovack Advisors reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2020 after selling out during the quarter.
  • Kovack Advisors sold 12,716 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2020, an estimated $226K.
  • Kovack Advisors first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2020 and held it in 3 quarters.
  • Kovack Advisors's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $226K in Q3 2020.
  • 25 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2020.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.