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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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13 hedge funds and large institutions have $18M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

737% more capital invested

Capital invested by funds: $2.15M → $18M (+$15.8M)

200% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 1

160% more funds holding

Funds holding: 5 → 13 (+8)

Holders
13
Holders Change
+8
Holders Change %
+160%
% of All Funds
0.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
3
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVP
Relative Value Partners
Illinois
+$2.1M
2
SFS
Shaker Financial Services
Virginia
+$1.04M
3
Bank of America
Bank of America
North Carolina
+$971K
4
BTS
BB&T Securities
Virginia
+$930K
5
SCM
Saba Capital Management
New York
+$871K

Top Sellers

1
Citigroup
Citigroup
New York
-$26K
2
TRCT
Tower Research Capital (TRC)
New York
-$24.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$9.2M +$930K +40,890 New
RVP
2
Relative Value Partners
Illinois
$2.07M +$2.1M +92,201 New
U
3
UBS
Switzerland
$1.37M +$281K +12,360 +26%
SFS
4
Shaker Financial Services
Virginia
$1.03M +$1.04M +45,888 New
Bank of America
5
Bank of America
North Carolina
$960K +$971K +42,700 New
SCM
6
Saba Capital Management
New York
$861K +$871K +38,299 New
VKH
7
Virtu KCG Holdings
New York
$755K +$379K +16,643 +98%
Wells Fargo
8
Wells Fargo
California
$633K +$96.7K +4,252 +18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$502K +$507K +22,300 New
HighTower Advisors
10
HighTower Advisors
Illinois
$318K +$322K +14,150 New
GC
11
Guggenheim Capital
Illinois
$202K – – –
Morgan Stanley
12
Morgan Stanley
New York
$37K +$37.5K +1,649 New
CG
13
Colony Group
Massachusetts
$25K +$11.7K +513 New
TRCT
14
Tower Research Capital (TRC)
New York
$1K -$24.3K -1,070 -97%
Citigroup
15
Citigroup
New York
– -$26K -1,124 Closed

GGM Hedge Fund Activity: Q4 2013 in Review

13 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2013, worth a combined $18M — up 737% from $2.15M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GGM positions and 1 closed out — a net gain of 8 holders — while 3 added to existing stakes and 1 trimmed.

The largest buyer was Relative Value Partners, opening a new position worth an estimated $2.1M. The largest seller was Citigroup, exiting entirely with an estimated $26K sold.

  • 13 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2013, up from 5 in Q3 2013.
  • Funds reported $18M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2013, up 737% quarter-over-quarter.
  • 9 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2013 and 1 closed out, a net change of +8 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2013 was Relative Value Partners, an estimated $2.1M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2013 was Citigroup, an estimated $26K sold.

Based on aggregated 13F filings for Q4 2013.