U
GGM

UBS’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

UBS’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$4.06M Buy
170,942
+47,231
+38% +$1.14M ﹤0.01% 2225
2014
Q2 		$3.07M Sell
123,711
-14,577
-11% -$354K ﹤0.01% 2450
2014
Q1 		$3.3M Buy
138,288
+77,556
+128% +$1.8M ﹤0.01% 2257
2013
Q4 		$1.37M Buy
60,732
+12,360
+26% +$281K ﹤0.01% 3200
2013
Q3 		$1.14M Buy
+48,372
New +$1.18M ﹤0.01% 3203

Other funds holding GGM

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

UBS's GGM Position: Q3 2014 in Review

UBS increased its GUGGENHEIM CREDIT ALLOCATION FUND (GGM) stake by 38% in Q3 2014, buying an estimated $1.14M and bringing the position to 170,942 shares worth $4.06M. The position accounts for ﹤0.01% of the portfolio, ranked #2225.

UBS first reported a position in GGM in Q3 2013 and has held it in 5 quarters since. 17 funds tracked by Wall St. Rank hold GGM as of Q3 2014.

  • UBS held 170,942 shares of GUGGENHEIM CREDIT ALLOCATION FUND worth $4.06M as of Q3 2014.
  • UBS bought 47,231 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q3 2014, an estimated $1.14M.
  • GUGGENHEIM CREDIT ALLOCATION FUND made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2225 holding.
  • UBS first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q3 2013 and has held it in 5 quarters since.
  • 17 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.