Guggenheim Capital’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Guggenheim Capital’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-38,001	Closed	-$815K	–	2701
2018 Q1	$815K	Buy	+38,001	New	+$846K	﹤0.01%	2179
2017 Q4	–	Sell	-26,998	Closed	-$626K	–	2848
2017 Q3	$626K	Sell	26,998 -9,000	-25%	-$208K	﹤0.01%	2312
2017 Q2	$835K	Hold	35,998	–	–	﹤0.01%	2172
2017 Q1	$820K	Buy	+35,998	New	+$831K	﹤0.01%	2198
2016 Q4	–	Hold	0	–	–	–	2247
2016 Q3	–	Hold	0	–	–	–	2199
2016 Q2	–	Hold	0	–	–	–	2195
2016 Q1	–	Hold	0	–	–	–	2359
2015 Q1	–	Hold	0	–	–	–	2787
2014 Q3	–	Hold	0	–	–	–	2808
2014 Q2	–	Sell	-9,000	Closed	-$215K	–	3332
2014 Q1	$215K	Buy	+9,000	New	+$209K	﹤0.01%	2867
2013 Q4	–	Hold	0	–	–	–	2843

Other funds holding GGM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Guggenheim Capital's GGM Position: Q2 2018 in Review

Guggenheim Capital sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q2 2018, closing a stake of 38,001 shares — an estimated $815K sold.

Guggenheim Capital first reported a position in GGM in Q1 2014 and held it in 5 quarters. The position peaked at $835K in Q2 2017. 25 funds tracked by Wall St. Rank hold GGM as of Q2 2018.

Guggenheim Capital reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q2 2018 after selling out during the quarter.
Guggenheim Capital sold 38,001 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q2 2018, an estimated $815K.
Guggenheim Capital first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2014 and held it in 5 quarters.
Guggenheim Capital's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $835K in Q2 2017.
25 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q2 2018.

Based on Guggenheim Capital's 13F filing for Q2 2018, filed 14 Aug 2018.