CIBC Private Wealth Group’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

CIBC Private Wealth Group’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-12,249	Closed	-$225K	–	960
2018 Q4	$225K	Sell	12,249 -9,127	-43%	-$184K	﹤0.01%	819
2018 Q3	$471K	Sell	21,376 -4,156	-16%	-$92.2K	﹤0.01%	794
2018 Q2	$556K	Hold	25,532	–	–	﹤0.01%	753
2018 Q1	$547K	Hold	25,532	–	–	﹤0.01%	766
2017 Q4	$560K	Sell	25,532 -11,900	-32%	-$266K	﹤0.01%	758
2017 Q3	$868K	Buy	37,432 +9,002	+32%	+$208K	﹤0.01%	676
2017 Q2	$659K	Buy	+28,430	New	+$660K	﹤0.01%	514

Other funds holding GGM

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

IWM

IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return

CIBC Private Wealth Group's GGM Position: Q1 2019 in Review

CIBC Private Wealth Group sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q1 2019, closing a stake of 12,249 shares — an estimated $225K sold.

CIBC Private Wealth Group first reported a position in GGM in Q2 2017 and held it in 7 quarters. The position peaked at $868K in Q3 2017. 23 funds tracked by Wall St. Rank hold GGM as of Q1 2019.

CIBC Private Wealth Group reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q1 2019 after selling out during the quarter.
CIBC Private Wealth Group sold 12,249 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q1 2019, an estimated $225K.
CIBC Private Wealth Group first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q2 2017 and held it in 7 quarters.
CIBC Private Wealth Group's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $868K in Q3 2017.
23 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q1 2019.

Based on CIBC Private Wealth Group's 13F filing for Q1 2019, filed 10 May 2019.