GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Overview Fund Activity
Delisted

GGM was delisted on the 22nd of October, 2021.

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27 hedge funds and large institutions have $15.6M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.65M
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$565K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$253K
4
CIBC Private Wealth Group
4
CIBC Private Wealth Group
Georgia
$868K
5
UBS Group
5
UBS Group
Switzerland
$3.34M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$516K
2
Bessemer Group
2
Bessemer Group
New Jersey
$896K
3
William Blair & Company
3
William Blair & Company
Illinois
$0
4
GC
4
Guggenheim Capital
Illinois
$626K
5
AWE
5
Avidian Wealth Enterprises
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$3.34M 143,933 +8,228 +6%
Invesco
2
Invesco
Georgia
$1.71M 73,551 +1,407 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.65M 71,137 +54,835 +336%
BTS
4
BB&T Securities
Virginia
$1.22M 52,817 +4,315 +9%
SIA
5
Sit Investment Associates
Minnesota
$933K 40,221 +4,000 +11%
Bessemer Group
6
Bessemer Group
New Jersey
$896K 38,621 -34,000 -47%
CIBC Private Wealth Group
7
CIBC Private Wealth Group
Georgia
$868K 37,432 +9,002 +32%
RJA
8
Raymond James & Associates
Florida
$772K 33,285 -344 -1%
GC
9
Guggenheim Capital
Illinois
$626K 26,998 -9,000 -25%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$565K 24,373 +24,373 New
Bank of America
11
Bank of America
North Carolina
$516K 22,244 -37,813 -63%
HighTower Advisors
12
HighTower Advisors
Illinois
$459K 19,770 – –
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$448K 19,259 -67 -0.3%
Morgan Stanley
14
Morgan Stanley
New York
$358K 15,450 +1,986 +15%
SPC
15
Sigma Planning Corp
Michigan
$355K 15,309 -465 -3%
OC
16
Oppenheimer & Co
New York
$341K 14,709 +1,476 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$253K 10,915 +10,915 New
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$85K 3,669 +1,169 +47%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$85K 3,663 +2,583 +239%
Wells Fargo
20
Wells Fargo
California
$55K 2,337 +800 +52%
ECM
21
Estabrook Capital Management
New York
$24.4K 1,050 – –
RFWA
22
RPg Family Wealth Advisory
Massachusetts
$14.9K 644 – –
US Bancorp
23
US Bancorp
Minnesota
$9K 388 – –
GWM
24
Geneos Wealth Management
Colorado
$9K 400 +400 New
FHA
25
First Horizon Advisors
Tennessee
$7K 300 -700 -70%
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