OC
GGM

Oppenheimer & Co’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Oppenheimer & Co’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-9,640
Closed -$212K – 1391
2018
Q3 		$212K Sell
9,640
-207
-2% -$4.59K 0.01% 1204
2018
Q2 		$214K Sell
9,847
-4,043
-29% -$88.7K 0.01% 1200
2018
Q1 		$298K Sell
13,890
-18
-0.1% -$401 0.01% 1063
2017
Q4 		$305K Sell
13,908
-801
-5% -$17.9K 0.01% 1046
2017
Q3 		$341K Buy
14,709
+1,476
+11% +$34.1K 0.01% 983
2017
Q2 		$307K Buy
+13,233
New +$307K 0.01% 1022

Other funds holding GGM

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Oppenheimer & Co's GGM Position: Q4 2018 in Review

Oppenheimer & Co sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q4 2018, closing a stake of 9,640 shares — an estimated $212K sold.

Oppenheimer & Co first reported a position in GGM in Q2 2017 and held it in 6 quarters. The position peaked at $341K in Q3 2017. 28 funds tracked by Wall St. Rank hold GGM as of Q4 2018.

  • Oppenheimer & Co reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q4 2018 after selling out during the quarter.
  • Oppenheimer & Co sold 9,640 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q4 2018, an estimated $212K.
  • Oppenheimer & Co first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q2 2017 and held it in 6 quarters.
  • Oppenheimer & Co's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $341K in Q3 2017.
  • 28 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q4 2018.

Based on Oppenheimer & Co's 13F filing for Q4 2018, filed 29 Jan 2019.