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GGM

GUGGENHEIM CREDIT ALLOCATION FUND

Delisted

GGM was delisted on the 22nd of October, 2021.

22 hedge funds and large institutions have $13.2M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

6% more capital invested

Capital invested by funds: $12.5M → $13.2M (+$693K)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

4% less funds holding

Funds holding: 2322 (-1)

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.98M -$29.4K -1,464 -0.7%
UBS Group
2
UBS Group
Switzerland
$2.09M +$366K +18,206 +21%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.43M -$41.4K -2,060 -3%
Invesco
4
Invesco
Georgia
$1.34M -$19K -943 -1%
MAFM
5
Mid Atlantic Financial Management
Pennsylvania
$1.09M +$161K +8,000 +17%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$564K +$87.3K +4,338 +18%
HighTower Advisors
7
HighTower Advisors
Illinois
$550K -$2.45K -122 -0.4%
Truist Financial
8
Truist Financial
North Carolina
$396K +$400K +19,900 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$380K +$282 +14 +0.1%
SIA
10
Sit Investment Associates
Minnesota
$343K +$346K +17,223 New
Morgan Stanley
11
Morgan Stanley
New York
$277K +$4.67K +232 +2%
IWM
12
IHT Wealth Management
Illinois
$276K +$1.23K +61 +0.4%
LPL Financial
13
LPL Financial
California
$243K -$161 -8 -0.1%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$64K +$3.52K +175 +6%
Wells Fargo
15
Wells Fargo
California
$56K +$30.2K +1,500 +116%
Bank of America
16
Bank of America
North Carolina
$38K
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$33K
GWM
18
Geneos Wealth Management
Colorado
$29K
US Bancorp
19
US Bancorp
Minnesota
$3K
VCP
20
Verus Capital Partners
Arizona
$3K +$3.14K +156 New
PAM
21
Panagora Asset Management
Massachusetts
$2K -$3.48K -173 -58%
AG
22
Advisor Group
Arizona
$2K
QCIG
23
Quad-Cities Investment Group
Iowa
-$47K -2,335 Closed
Bessemer Group
24
Bessemer Group
New Jersey
-$41K -2,027 Closed
WT
25
Whittier Trust
California
-$20K -1,000 Closed

GGM Hedge Fund Activity: Q4 2019 in Review

22 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2019, worth a combined $13.2M — up 5.5% from $12.5M a quarter earlier.

Fund positioning in GGM was balanced in Q4 2019: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $400K. The largest seller was Quad-Cities Investment Group, exiting entirely with an estimated $47K sold.

  • 22 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2019, down from 23 in Q3 2019.
  • Funds reported $13.2M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2019, up 5.5% quarter-over-quarter.
  • 3 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2019 and 3 closed out, a net change of 0 holders.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2019 was Truist Financial, an estimated $400K added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2019 was Quad-Cities Investment Group, an estimated $47K sold.

Based on aggregated 13F filings for Q4 2019.