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GGM

GUGGENHEIM CREDIT ALLOCATION FUND
GGM

Delisted

GGM was delisted on the 22nd of October, 2021.

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16 hedge funds and large institutions have $12.8M invested in GUGGENHEIM CREDIT ALLOCATION FUND in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

32% more capital invested

Capital invested by funds: $9.67M → $12.8M (+$3.09M)

7% more funds holding

Funds holding: 15 → 16 (+1)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
16
Holders Change
+1
Holders Change %
+6.67%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$1.28M
2
SG Americas Securities
SG Americas Securities
New York
+$310K
3
UBS Group
UBS Group
Switzerland
+$265K
4
SPC
Sigma Planning Corp
Michigan
+$84.1K
5
HighTower Advisors
HighTower Advisors
Illinois
+$24.4K

Top Sellers

1
DA
Doliver Advisors
Texas
-$412K
2
BTS
BB&T Securities
Virginia
-$109K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$53.5K
4
Bank of America
Bank of America
North Carolina
-$42K
5
Invesco
Invesco
Georgia
-$40.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.33M +$265K +13,577 +9%
RFWA
2
RPg Family Wealth Advisory
Massachusetts
$1.99M +$1.99M +102,256 New
Bessemer Group
3
Bessemer Group
New Jersey
$1.95M – – –
SFS
4
Shaker Financial Services
Virginia
$1.49M +$1.28M +65,819 +636%
BTS
5
BB&T Securities
Virginia
$1.15M -$109K -5,603 -9%
Invesco
6
Invesco
Georgia
$1.13M -$40.5K -2,078 -3%
HighTower Advisors
7
HighTower Advisors
Illinois
$445K +$24.4K +1,250 +6%
Stifel Financial
8
Stifel Financial
Missouri
$345K +$22.2K +1,140 +7%
SPC
9
Sigma Planning Corp
Michigan
$331K +$84.1K +4,317 +34%
SG Americas Securities
10
SG Americas Securities
New York
$310K +$310K +15,919 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$118K -$53.5K -2,744 -31%
Morgan Stanley
12
Morgan Stanley
New York
$61K -$17.4K -893 -22%
Wells Fargo
13
Wells Fargo
California
$60K -$37K -1,899 -38%
MFS
14
MSI Financial Services
Massachusetts
$28K – – –
ECM
15
Estabrook Capital Management
New York
$20.5K – – –
Citigroup
16
Citigroup
New York
$13K +$12.7K +650 New
DA
17
Doliver Advisors
Texas
– -$412K -20,679 Closed
Bank of America
18
Bank of America
North Carolina
– -$42K -2,100 Closed

GGM Hedge Fund Activity: Q4 2015 in Review

16 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in GUGGENHEIM CREDIT ALLOCATION FUND (GGM) for Q4 2015, worth a combined $12.8M — up 32% from $9.67M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GGM positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.28M. The largest seller was Doliver Advisors, exiting entirely with an estimated $412K sold.

  • 16 institutional investors held GUGGENHEIM CREDIT ALLOCATION FUND (GGM) as of Q4 2015, up from 15 in Q3 2015.
  • Funds reported $12.8M of GUGGENHEIM CREDIT ALLOCATION FUND stock for Q4 2015, up 32% quarter-over-quarter.
  • 3 funds opened new GUGGENHEIM CREDIT ALLOCATION FUND positions in Q4 2015 and 2 closed out, a net change of +1 holder.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND buyer in Q4 2015 was Shaker Financial Services, an estimated $1.28M added.
  • The largest GUGGENHEIM CREDIT ALLOCATION FUND seller in Q4 2015 was Doliver Advisors, an estimated $412K sold.

Based on aggregated 13F filings for Q4 2015.