Colony Group’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

Colony Group’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-513	Closed	-$25K	–	870
2013 Q4	$25K	Buy	+513	New	+$11.7K	﹤0.01%	380

Other funds holding GGM

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Colony Group's GGM Position: Q1 2014 in Review

Colony Group sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q1 2014, closing a stake of 513 shares — an estimated $25K sold.

Colony Group first reported a position in GGM in Q4 2013 and held it in 1 quarter. The position peaked at $25K in Q4 2013. 11 funds tracked by Wall St. Rank hold GGM as of Q1 2014.

Colony Group reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q1 2014 after selling out during the quarter.
Colony Group sold 513 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q1 2014, an estimated $25K.
Colony Group first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q4 2013 and held it in 1 quarter.
Colony Group's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $25K in Q4 2013.
11 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q1 2014.

Based on Colony Group's 13F filing for Q1 2014, filed 16 May 2014.