BRWM
GGM

B. Riley Wealth Management’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

B. Riley Wealth Management’s Portfolio GGM Stock Details GGM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-845
Closed -$18K – 842
2015
Q2 		$18K Hold
845
– – 0.01% 632
2015
Q1 		$19K Hold
845
– – 0.01% 624
2014
Q4 		$18K Hold
845
– – 0.01% 613
2014
Q3 		$20K Hold
845
– – 0.01% 606
2014
Q2 		$20K Hold
845
– – 0.01% 668
2014
Q1 		$20K Buy
+845
New +$19.6K 0.01% 639

Other funds holding GGM

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

B. Riley Wealth Management's GGM Position: Q3 2015 in Review

B. Riley Wealth Management sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q3 2015, closing a stake of 845 shares — an estimated $18K sold.

B. Riley Wealth Management first reported a position in GGM in Q1 2014 and held it in 6 quarters. The position peaked at $20K in Q3 2014. 15 funds tracked by Wall St. Rank hold GGM as of Q3 2015.

  • B. Riley Wealth Management reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q3 2015 after selling out during the quarter.
  • B. Riley Wealth Management sold 845 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q3 2015, an estimated $18K.
  • B. Riley Wealth Management first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q1 2014 and held it in 6 quarters.
  • B. Riley Wealth Management's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $20K in Q3 2014.
  • 15 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.