SeaCrest Wealth Management’s GUGGENHEIM CREDIT ALLOCATION FUND GGM Stock Holding History

SeaCrest Wealth Management’s Portfolio GGM Stock Details GGM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-15,156	Closed	-$331K	–	734
2021 Q2	$331K	Buy	15,156 +1,800	+13%	+$38K	0.04%	465
2021 Q1	$280K	Buy	+13,356	New	+$273K	0.04%	504
2019 Q2	–	Sell	-4,362	Closed	-$88K	–	2056
2019 Q1	$88K	Sell	4,362 -262	-6%	-$5.27K	0.02%	743
2018 Q4	$85K	Buy	4,624 +108	+2%	+$2.18K	0.02%	723
2018 Q3	$99K	Hold	4,516	–	–	0.02%	744
2018 Q2	$98K	Sell	4,516 -1,503	-25%	-$33K	0.02%	729
2018 Q1	$129K	Sell	6,019 -4,212	-41%	-$93.7K	0.02%	623
2017 Q4	$224K	Buy	+10,231	New	+$229K	0.04%	455

Other funds holding GGM

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PGWM

Parisi Gray Wealth Management Mendham, New Jersey $487M AUM 33.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SeaCrest Wealth Management's GGM Position: Q3 2021 in Review

SeaCrest Wealth Management sold out of GUGGENHEIM CREDIT ALLOCATION FUND (GGM) in Q3 2021, closing a stake of 15,156 shares — an estimated $331K sold.

SeaCrest Wealth Management first reported a position in GGM in Q4 2017 and held it in 8 quarters. The position peaked at $331K in Q2 2021. 31 funds tracked by Wall St. Rank hold GGM as of Q3 2021.

SeaCrest Wealth Management reported no remaining GUGGENHEIM CREDIT ALLOCATION FUND position as of Q3 2021 after selling out during the quarter.
SeaCrest Wealth Management sold 15,156 GUGGENHEIM CREDIT ALLOCATION FUND shares in Q3 2021, an estimated $331K.
SeaCrest Wealth Management first reported a position in GUGGENHEIM CREDIT ALLOCATION FUND in Q4 2017 and held it in 8 quarters.
SeaCrest Wealth Management's GUGGENHEIM CREDIT ALLOCATION FUND position peaked at $331K in Q2 2021.
31 funds tracked by Wall St. Rank held GUGGENHEIM CREDIT ALLOCATION FUND as of Q3 2021.

Based on SeaCrest Wealth Management's 13F filing for Q3 2021, filed 16 Nov 2021.