First Trust Small Cap Core AlphaDEX Fund
125 hedge funds and large institutions have $612M invested in First Trust Small Cap Core AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 54 increasing their positions, 29 reducing their positions, and 9 closing their positions.
144% more first-time investments, than exits
New positions opened: 22 | Existing positions closed: 9
86% more repeat investments, than reductions
Existing positions increased: 54 | Existing positions reduced: 29
17% more capital invested
Capital invested by funds: $524M → $612M (+$87.7M)
12% more funds holding
Funds holding: 112 → 125 (+13)
2.64% more ownership
Funds ownership: 58.37% → 61.01% (+2.6%)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$16.3M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$8.93M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$5.84M |
| 4 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
+$5.68M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$4.7M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GSEP
Golden State Equity Partners
South Coast Metro,
California
|
-$2.35M |
| 2 |
FTUS
Flow Traders U.S.
New York
|
-$2.08M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.93M |
| 4 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
-$1.23M |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$942K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
126
Fidelity Investments
Boston,
Massachusetts
| $3K | +$3.26K | +35 | +3,500% |
|
|
GSEP
127
Golden State Equity Partners
South Coast Metro,
California
| – | -$2.35M | -25,971 | Closed |
|
|
FTUS
128
Flow Traders U.S.
New York
| – | -$2.08M | -22,383 | Closed |
|
|
FHC
129
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$942K | -10,399 | Closed |
|
|
CWS
130
Cypress Wealth Services
Palm Desert,
California
| – | -$885K | -9,772 | Closed |
|
131
CIBC World Market
Toronto,
Ontario, Canada
| – | -$451K | -4,974 | Closed |
|
|
MHS
132
M Holdings Securities
Portland,
Oregon
| – | -$203K | -2,236 | Closed |
|
|
WAP
133
Wealthcare Advisory Partners
West Chester,
Pennsylvania
| – | -$113K | -1,245 | Closed |
|
|
BEI
134
Benjamin Edwards Inc
Clayton,
Missouri
| – | -$16K | -176 | Closed |
|
|
IAIM
135
International Assets Investment Management
Orlando,
Florida
| – | -$4K | -46 | Closed |
|
FYX Hedge Fund Activity: Q2 2021 in Review
125 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2021, worth a combined $612M — up 17% from $524M a quarter earlier.
Buyers outnumbered sellers: 22 funds opened new FYX positions and 9 closed out — a net gain of 13 holders — while 54 added to existing stakes and 29 trimmed.
The largest buyer was LPL Financial, adding an estimated $16.3M. The largest seller was Golden State Equity Partners, exiting entirely with an estimated $2.35M sold.
- 125 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2021, up from 112 in Q1 2021.
- Funds reported $612M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2021, up 17% quarter-over-quarter.
- 22 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2021 and 9 closed out, a net change of +13 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2021 was LPL Financial, an estimated $16.3M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2021 was Golden State Equity Partners, an estimated $2.35M sold.
Based on aggregated 13F filings for Q2 2021.