First Trust Small Cap Core AlphaDEX Fund
75 hedge funds and large institutions have $283M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 16 reducing their positions, and 5 closing their positions.
144% more repeat investments, than reductions
Existing positions increased: 39 | Existing positions reduced: 16
140% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 5
32% more capital invested
Capital invested by funds: $215M → $283M (+$68.4M)
8.74% more ownership
Funds ownership: 45.16% → 53.9% (+8.7%)
9% more funds holding
Funds holding: 69 → 75 (+6)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$13.4M |
| 2 |
Morgan Stanley
New York
|
+$12.5M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$6.34M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$3.25M |
| 5 |
LPT
Legacy Private Trust
Neenah,
Wisconsin
|
+$3.13M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$4.51M |
| 2 |
Goldman Sachs
New York
|
-$3.75M |
| 3 |
ACM
Aviance Capital Management
Sarasota,
Florida
|
-$2.81M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.6M |
| 5 |
AIM
Astor Investment Management
Chicago,
Illinois
|
-$1.53M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SI
76
Stephens Inc
Little Rock,
Arkansas
| – | -$1.31M | -26,355 | Closed |
|
77
Citadel Advisors
Miami,
Florida
| – | -$831K | -16,703 | Closed |
|
|
CS
78
Credit Suisse
Zurich,
Switzerland
| – | -$209K | -4,203 | Closed |
|
79
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$10K | -192 | Closed |
|
FYX Hedge Fund Activity: Q4 2016 in Review
75 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2016, worth a combined $283M — up 32% from $215M a quarter earlier.
Buyers outnumbered sellers: 12 funds opened new FYX positions and 5 closed out — a net gain of 7 holders — while 39 added to existing stakes and 16 trimmed.
The largest buyer was Wells Fargo, adding an estimated $13.4M. The largest seller was UBS Group, cutting an estimated $4.51M.
- 75 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2016, up from 69 in Q3 2016.
- Funds reported $283M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2016, up 32% quarter-over-quarter.
- 12 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2016 and 5 closed out, a net change of +7 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2016 was Wells Fargo, an estimated $13.4M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2016 was UBS Group, an estimated $4.51M sold.
Based on aggregated 13F filings for Q4 2016.