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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

75 hedge funds and large institutions have $283M invested in First Trust Small Cap Core AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 39 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
75
Holders Change
+6
Holders Change %
+8.7%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.05%
New
12
Increased
39
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$74.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$44.9M
3
RJA
3
Raymond James & Associates
Florida
$15.4M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.64M
5
LPT
5
Legacy Private Trust
Wisconsin
$3.79M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$23.7M
2
Goldman Sachs
2
Goldman Sachs
New York
$636K
3
ACM
3
Aviance Capital Management
Florida
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$207K
5
AIM
5
Astor Investment Management
Illinois
$7.18M
Name Market Value Shares Shares
Change 		Shares
Change %
SI
76
Stephens Inc
Arkansas
– – -26,355 Closed
Citadel Advisors
77
Citadel Advisors
Florida
– – -16,703 Closed
CS
78
Credit Suisse
Switzerland
– – -4,203 Closed
Fifth Third Bancorp
79
Fifth Third Bancorp
Ohio
– – -192 Closed
Parallax Volatility Advisers
80
Parallax Volatility Advisers
California
$0 1 – –
1 2 3
4