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First Trust Small Cap Core AlphaDEX Fund

153 hedge funds and large institutions have $598M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 51 increasing their positions, 57 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

10% more capital invested

Capital invested by funds: $542M → $598M (+$56.1M)

10% more funds holding

Funds holding: 139153 (+14)

1.45% more ownership

Funds ownership: 64.37%65.82% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

11% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 57

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
51
Reduced
57
Closed
5
Calls
$229K
Puts
Net Calls
+$229K
Net Calls Change
-$60K
Name Holding Trade Value Shares
Change
Change in
Stake
SFP
26
Sweet Financial Partners
Minnesota
$4.24M +$342K +3,570 +9%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$3.98M -$45K -469 -1%
HighTower Advisors
28
HighTower Advisors
Illinois
$3.93M -$41.9K -437 -1%
PNC
29
Park National Corp
Ohio
$3.84M -$1.13M -11,751 -23%
VF
30
Virtu Financial
New York
$3.6M +$2.32M +24,159 +202%
MFG
31
Mainsail Financial Group
Washington
$3.43M -$392K -4,092 -10%
MIM
32
MTM Investment Management
South Carolina
$3.25M +$97.4K +1,016 +3%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$3.05M +$2.94M +30,632 New
SOS
34
Silver Oak Securities
Tennessee
$3.04M -$2.11K -22 -0.1%
RIA
35
Regal Investment Advisors
Michigan
$3.02M +$24K +250 +0.8%
OIA
36
OneDigital Investment Advisors
Kansas
$2.78M +$886K +9,236 +50%
PSCM
37
Per Stirling Capital Management
Texas
$2.76M +$122K +1,268 +5%
PIA
38
Perennial Investment Advisors
California
$2.38M -$138K -1,440 -6%
Comerica Bank
39
Comerica Bank
Texas
$2.35M +$5.85K +61 +0.3%
Wealth Enhancement Advisory Services
40
Wealth Enhancement Advisory Services
Minnesota
$2.18M +$231K +2,413 +12%
SA
41
Sanctuary Advisors
Indiana
$2.04M +$172K +1,795 +11%
Truist Financial
42
Truist Financial
North Carolina
$1.89M +$252K +2,626 +16%
WWM
43
Western Wealth Management
Colorado
$1.81M -$3.76M -39,246 -68%
TSW
44
Three Seasons Wealth
Utah
$1.72M -$43.5K -454 -3%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$1.57M -$253K -2,642 -14%
CAS
46
Coppell Advisory Solutions
Texas
$1.52M -$52.7K -550 -3%
MML Investors Services
47
MML Investors Services
Massachusetts
$1.44M -$5.85K -61 -0.4%
AWAG
48
ARS Wealth Advisors Group
Florida
$1.39M +$384 +4 +0%
CHC
49
City Holding Co
West Virginia
$1.37M +$262K +2,729 +25%
TCM
50
Triumph Capital Management
Colorado
$1.34M +$1.29M +13,425 New

FYX Hedge Fund Activity: Q3 2024 in Review

153 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2024, worth a combined $598M — up 10% from $542M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FYX positions and 5 closed out — a net gain of 16 holders — while 51 added to existing stakes and 57 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $4.06M. The largest seller was NewEdge Advisors, cutting an estimated $7.16M.

  • 153 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2024, up from 139 in Q2 2024.
  • Funds reported $598M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2024, up 10% quarter-over-quarter.
  • 21 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2024 and 5 closed out, a net change of +16 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $4.06M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2024 was NewEdge Advisors, an estimated $7.16M sold.

Based on aggregated 13F filings for Q3 2024.