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First Trust Small Cap Core AlphaDEX Fund

139 hedge funds and large institutions have $542M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 57 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

2.47% less ownership

Funds ownership: 66.84%64.37% (-2.5%)

4% less funds holding

Funds holding: 145139 (-6)

9% less capital invested

Capital invested by funds: $595M → $542M (-$52.5M)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

25% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 57

Holders
139
Holders Change
-6
Holders Change %
-4.14%
% of All Funds
2.01%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
14
Increased
43
Reduced
57
Closed
17
Calls
$289K
Puts
Net Calls
+$289K
Net Calls Change
+$289K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC
26
Park National Corp
Ohio
$4.55M -$3.24M -35,779 -42%
Stifel Financial
27
Stifel Financial
Missouri
$4.09M -$640K -7,058 -14%
DADC
28
D.A. Davidson & Co
Montana
$4.04M -$202K -2,224 -5%
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$3.66M -$92.5K -1,021 -2%
HighTower Advisors
30
HighTower Advisors
Illinois
$3.61M +$80.4K +887 +2%
MFG
31
Mainsail Financial Group
Washington
$3.54M +$609K +6,722 +21%
SFP
32
Sweet Financial Partners
Minnesota
$3.53M
MIM
33
MTM Investment Management
South Carolina
$2.91M -$350K -3,865 -11%
SOS
34
Silver Oak Securities
Tennessee
$2.78M +$47.8K +527 +2%
RIA
35
Regal Investment Advisors
Michigan
$2.72M -$15.7K -173 -0.6%
PSCM
36
Per Stirling Capital Management
Texas
$2.4M -$273K -3,008 -10%
PIA
37
Perennial Investment Advisors
California
$2.29M +$175K +1,931 +8%
Comerica Bank
38
Comerica Bank
Texas
$2.13M +$107K +1,179 +5%
Wealth Enhancement Advisory Services
39
Wealth Enhancement Advisory Services
Minnesota
$1.76M +$249K +2,742 +16%
Citadel Advisors
40
Citadel Advisors
Florida
$1.76M +$1.76M +19,420 New
OIA
41
OneDigital Investment Advisors
Kansas
$1.69M -$517K -5,701 -23%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$1.66M -$79K -872 -5%
TSW
43
Three Seasons Wealth
Utah
$1.61M -$1.81K -20 -0.1%
SA
44
Sanctuary Advisors
Indiana
$1.52M +$1.54M +16,969 New
Truist Financial
45
Truist Financial
North Carolina
$1.48M +$12.1K +134 +0.8%
CAS
46
Coppell Advisory Solutions
Texas
$1.44M +$1.44M +15,896 New
MML Investors Services
47
MML Investors Services
Massachusetts
$1.31M -$37.2K -411 -3%
AWAG
48
ARS Wealth Advisors Group
Florida
$1.27M +$363 +4 +0%
Jane Street
49
Jane Street
New York
$1.25M +$948K +10,455 +308%
EH
50
Equitable Holdings
New York
$1.23M -$415K -4,574 -25%

FYX Hedge Fund Activity: Q2 2024 in Review

139 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q2 2024, worth a combined $542M — down 8.8% from $595M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FYX and 14 opened new positions — a net loss of 3 holders — while 57 trimmed existing stakes and 43 added.

The largest buyer was Genesee Capital Advisors, opening a new position worth an estimated $5.43M. The largest seller was JP Morgan Chase, cutting an estimated $6.15M.

  • 139 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q2 2024, down from 145 in Q1 2024.
  • Funds reported $542M of First Trust Small Cap Core AlphaDEX Fund stock for Q2 2024, down 8.8% quarter-over-quarter.
  • 14 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q2 2024 and 17 closed out, a net change of -3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q2 2024 was Genesee Capital Advisors, an estimated $5.43M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q2 2024 was JP Morgan Chase, an estimated $6.15M sold.

Based on aggregated 13F filings for Q2 2024.