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First Trust Small Cap Core AlphaDEX Fund

145 hedge funds and large institutions have $595M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 55 increasing their positions, 50 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 50

0% more funds holding

Funds holding: 145145 (0)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less capital invested

Capital invested by funds: $624M → $595M (-$29.5M)

4.25% less ownership

Funds ownership: 71.09%66.84% (-4.2%)

Holders
145
Holders Change
Holders Change %
0%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
55
Reduced
50
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VAS
26
Vestmark Advisory Solutions
Massachusetts
$5.43M +$147K +1,645 +3%
IA
27
IFG Advisory
Georgia
$5.05M -$343K -3,832 -7%
Stifel Financial
28
Stifel Financial
Missouri
$4.87M +$43.7K +488 +0.9%
DADC
29
D.A. Davidson & Co
Montana
$4.37M -$38K -425 -0.9%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$3.87M +$31.8K +355 +0.9%
SFP
31
Sweet Financial Partners
Minnesota
$3.64M +$467K +5,215 +15%
HighTower Advisors
32
HighTower Advisors
Illinois
$3.63M +$344K +3,842 +11%
MIM
33
MTM Investment Management
South Carolina
$3.36M -$172K -1,927 -5%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$3.32M +$1.83M +20,433 +135%
MFG
35
Mainsail Financial Group
Washington
$3.02M +$25.6K +286 +0.9%
RIA
36
Regal Investment Advisors
Michigan
$2.82M -$4.56M -50,922 -63%
SOS
37
Silver Oak Securities
Tennessee
$2.81M +$136K +1,522 +5%
PSCM
38
Per Stirling Capital Management
Texas
$2.75M -$237K -2,653 -8%
OIA
39
OneDigital Investment Advisors
Kansas
$2.27M +$42.2K +471 +2%
PIA
40
Perennial Investment Advisors
California
$2.18M -$185K -2,072 -8%
RGF
41
Retirement Guys Formula
Ohio
$2.12M -$243K -2,719 -11%
Comerica Bank
42
Comerica Bank
Texas
$2.08M +$26.2K +293 +1%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$1.8M +$73.8K +825 +4%
EH
44
Equitable Holdings
New York
$1.69M -$90K -1,005 -5%
CASC
45
Coppell Advisory Solutions Corp
Texas
$1.64M +$1.58M +17,626 New
TSW
46
Three Seasons Wealth
Utah
$1.61M -$38.8K -434 -2%
Wealth Enhancement Advisory Services
47
Wealth Enhancement Advisory Services
Minnesota
$1.56M +$208K +2,327 +16%
Truist Financial
48
Truist Financial
North Carolina
$1.51M +$58.4K +652 +4%
MML Investors Services
49
MML Investors Services
Massachusetts
$1.39M -$155K -1,728 -10%
AWAG
50
ARS Wealth Advisors Group
Florida
$1.3M -$4.03K -45 -0.3%

FYX Hedge Fund Activity: Q1 2024 in Review

145 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2024, worth a combined $595M — down 4.7% from $624M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 10 closed out — a net gain of 3 holders — while 55 added to existing stakes and 50 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $9.79M. The largest seller was Morgan Stanley, cutting an estimated $59.1M.

  • 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $595M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2024, down 4.7% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2024 and 10 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2024 was JP Morgan Chase, an estimated $9.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $59.1M sold.

Based on aggregated 13F filings for Q1 2024.