We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

42 hedge funds and large institutions have $186M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 10

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

35% more capital invested

Capital invested by funds: $138M → $186M (+$48.1M)

8% more funds holding

Funds holding: 3942 (+3)

1.97% less ownership

Funds ownership: 57.5%55.53% (-2%)

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
21
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UR
26
USCA RIA
Texas
$425K +$47K +1,111 +13%
SI
27
SII Investments
Wisconsin
$417K +$72.9K +1,725 +22%
PGFC
28
Peapack-Gladstone Financial Corp
New Jersey
$394K
SG Americas Securities
29
SG Americas Securities
New York
$359K +$347K +8,200 New
PI
30
Placemark Investments
Illinois
$340K -$24.2K -572 -7%
SCM
31
Sterneck Capital Management
Missouri
$326K +$22.8K +540 +8%
AIG
32
American International Group
New York
$310K +$42.1K +996 +16%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$301K +$169 +4 +0.1%
FAAS
34
First Allied Advisory Services
California
$256K +$252K +5,969 New
Goldman Sachs
35
Goldman Sachs
New York
$235K +$226K +5,354 New
SF
36
Synovus Financial
Georgia
$218K
BAAM
37
Baker Avenue Asset Management
California
$217K +$209K +4,950 New
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$194K +$5.2K +123 +3%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$119K -$10.6K -250 -8%
NES
40
New England Securities
New York
$107K +$103K +2,439 New
WA
41
WFG Advisors
Texas
$61K -$27.6K -652 -32%
Citigroup
42
Citigroup
New York
$54K
RJFSA
43
Raymond James Financial Services Advisors
Florida
-$2.82M -71,256 Closed
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$2.61M -66,121 Closed
Comerica Bank
45
Comerica Bank
Texas
-$219K -5,523 Closed
FHC
46
First Heartland Consultants
Missouri
-$153K -3,860 Closed

FYX Hedge Fund Activity: Q3 2013 in Review

42 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2013, worth a combined $186M — up 35% from $138M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FYX positions and 4 closed out — a net gain of 4 holders — while 21 added to existing stakes and 10 trimmed.

The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $11.4M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $2.82M sold.

  • 42 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2013, up from 39 in Q2 2013.
  • Funds reported $186M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2013, up 35% quarter-over-quarter.
  • 8 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2013 and 4 closed out, a net change of +4 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2013 was Cetera Advisor Networks, an estimated $11.4M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $2.82M sold.

Based on aggregated 13F filings for Q3 2013.