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First Trust Small Cap Core AlphaDEX Fund

42 hedge funds and large institutions have $186M invested in First Trust Small Cap Core AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
21
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
UR
26
USCA RIA
Texas
$425K +$48.7K +1,111 +13%
SI
27
SII Investments
Wisconsin
$417K +$75.8K +1,725 +22%
PGFC
28
Peapack-Gladstone Financial Corp
New Jersey
$394K
SG Americas Securities
29
SG Americas Securities
New York
$359K +$359K +8,200 New
PI
30
Placemark Investments
Illinois
$340K -$25.1K -572 -7%
SCM
31
Sterneck Capital Management
Missouri
$326K +$23.7K +540 +8%
AIG
32
American International Group
New York
$310K +$43.6K +996 +16%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$301K +$171 +4 +0.1%
FAAS
34
First Allied Advisory Services
California
$256K +$256K +5,969 New
Goldman Sachs
35
Goldman Sachs
New York
$235K +$235K +5,354 New
SF
36
Synovus Financial
Georgia
$218K
BAAM
37
Baker Avenue Asset Management
California
$217K +$217K +4,950 New
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$194K +$5.38K +123 +3%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$119K -$10.9K -250 -8%
NES
40
New England Securities
New York
$107K +$107K +2,439 New
WA
41
WFG Advisors
Texas
$61K -$28.6K -652 -32%
Citigroup
42
Citigroup
New York
$54K
RJFSA
43
Raymond James Financial Services Advisors
Florida
-$2.82M -71,256 Closed
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$2.61M -66,121 Closed
Comerica Bank
45
Comerica Bank
Texas
-$219K -5,523 Closed
FHC
46
First Heartland Consultants
Missouri
-$153K -3,860 Closed