First Trust Mid Cap Growth AlphaDEX Fund
FNY
99 hedge funds and large institutions have $311M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 34 reducing their positions, and 11 closing their positions.
36% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 11
3% more funds holding
Funds holding: 96 → 99 (+3)
4% more capital invested
Capital invested by funds: $299M → $311M (+$11.7M)
3% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 34
1% more ownership
Funds ownership: 67.18% → 68.18% (+1%)
25% less funds holding in top 10
Funds holding in top 10: 4 → 3 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$7.19M |
| 2 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$6.3M |
| 3 |
First Trust Advisors
Wheaton,
Illinois
|
+$6.17M |
| 4 |
Morgan Stanley
New York
|
+$4.66M |
| 5 |
LPL Financial
San Diego,
California
|
+$3.11M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SAM
Synergy Asset Management
Vancouver,
Washington
|
-$6.3M |
| 2 |
SMF
Sterling Manor Financial
Saratoga Springs,
New York
|
-$4.51M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$3.13M |
| 4 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$2.75M |
| 5 |
CWM
Cornerstone Wealth Management
St. Peters,
Missouri
|
-$914K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
APA
101
American Portfolios Advisors
Holbrook,
New York
| $144 | – | – | – |
|
|
WP
102
WealthShield Partners
Cary,
North Carolina
| – | -$12K | -162,437 | Closed |
|
|
SAM
103
Synergy Asset Management
Vancouver,
Washington
| – | -$6.3M | -83,613 | Closed |
|
|
OMC
104
Old Mission Capital
Chicago,
Illinois
| – | -$244K | -3,232 | Closed |
|
|
1WM
105
1900 Wealth Management
San Antonio,
Texas
| – | -$227K | -3,008 | Closed |
|
106
Truist Financial
Charlotte,
North Carolina
| – | -$203K | -2,695 | Closed |
|
|
CCA
107
Clearwater Capital Advisors
Hoffman Estates,
Illinois
| – | -$201K | -2,663 | Closed |
|
|
SB
108
Strategic Blueprint
Atlanta,
Georgia
| – | -$109K | -1,451 | Closed |
|
|
TI
109
tru Independence
Portland,
Oregon
| – | -$77K | -1,018 | Closed |
|
|
AWA
110
Arkadios Wealth Advisors
Atlanta,
Georgia
| – | -$12K | -160 | Closed |
|
|
PMFA
111
Plante Moran Financial Advisors
Southfield,
Michigan
| – | -$6K | -86 | Closed |
|
|
GI
112
Gradient Investments
Arden Hills,
Minnesota
| – | -$4K | -59 | Closed |
|
FNY Hedge Fund Activity: Q3 2021 in Review
99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2021, worth a combined $311M — up 3.9% from $299M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new FNY positions and 11 closed out — a net gain of 4 holders — while 35 added to existing stakes and 34 trimmed.
The largest buyer was Wells Fargo, adding an estimated $7.19M. The largest seller was Synergy Asset Management, exiting entirely with an estimated $6.3M sold.
- 99 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2021, up from 96 in Q2 2021.
- Funds reported $311M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2021, up 3.9% quarter-over-quarter.
- 15 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of +4 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2021 was Wells Fargo, an estimated $7.19M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2021 was Synergy Asset Management, an estimated $6.3M sold.
Based on aggregated 13F filings for Q3 2021.