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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

73 hedge funds and large institutions have $174M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
+16
Holders Change %
+28.07%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
27
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.06M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.02M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.93M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.78M
5
FAAS
First Allied Advisory Services
California
+$1.24M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.21M
2
TFA
Transamerica Financial Advisors
Florida
-$2.07M
3
LPL Financial
LPL Financial
California
-$1.25M
4
MML Investors Services
MML Investors Services
Massachusetts
-$760K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$561K
Name Holding Trade Value Shares
Change 		Shares
Change %
TWM
51
Titus Wealth Management
California
$251K – – –
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$229K – – –
UR
53
USCA RIA
Texas
$226K +$226K +5,058 New
DAS
54
Dynamic Advisor Solutions
Arizona
$222K +$222K +4,955 New
LFAS
55
Level Four Advisory Services
Texas
$220K -$11K -246 -5%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$206K -$9.28K -207 -4%
ASN
57
Advisory Services Network
Georgia
$169K – – –
Citigroup
58
Citigroup
New York
$126K +$85.9K +1,922 +215%
WP
59
WealthShield Partners
North Carolina
$117K -$41.3K -924 -26%
TFA
60
Transamerica Financial Advisors
Florida
$74K -$2.07M -46,246 -97%
US Bancorp
61
US Bancorp
Minnesota
$71K +$71K +1,589 New
CFGS
62
Concourse Financial Group Securities
Alabama
$60K -$131K -2,932 -69%
JPMorgan Chase & Co
63
JPMorgan Chase & Co
New York
$44K +$44K +975 New
AIC
64
Ameritas Investment Company
Nebraska
$38K +$38K +853 New
RIA
65
Realta Investment Advisors
Delaware
$26K +$46 +1 +0.2%
SPIA
66
Steward Partners Investment Advisory
New York
$15K +$6.89K +164 +85%
FIB
67
First Interstate Bank
Montana
$11K +$11K +250 New
RCAG
68
Rehmann Capital Advisory Group
Michigan
$11K +$11K +316 New
GWM
69
Geneos Wealth Management
Colorado
$9K – – –
PO
70
Private Ocean
California
$5K +$5K +95 New
TRCT
71
Tower Research Capital (TRC)
New York
$3K +$1.93K +43 +179%
Fidelity Investments
72
Fidelity Investments
Massachusetts
$1K +$1K +19 New
CIAS
73
Capital Investment Advisory Services
North Carolina
$1K +$1K +20 New
WP
74
WealthPLAN Partners
Nebraska
– -$309K -6,705 Closed
CWA
75
Clarus Wealth Advisors
Arizona
– -$63K -1,400 Closed
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