PO
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Private Ocean’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Private Ocean’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-95
Closed -$5K – 536
2019
Q3 		$5K Buy
+95
New +$4.36K ﹤0.01% 473

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Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Private Ocean's FNY Position: Q4 2019 in Review

Private Ocean sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2019, closing a stake of 95 shares — an estimated $5K sold.

Private Ocean first reported a position in FNY in Q3 2019 and held it in 1 quarter. The position peaked at $5K in Q3 2019. 85 funds tracked by Wall St. Rank hold FNY as of Q4 2019.

  • Private Ocean reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
  • Private Ocean sold 95 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $5K.
  • Private Ocean first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2019 and held it in 1 quarter.
  • Private Ocean's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $5K in Q3 2019.
  • 85 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Private Ocean's 13F filing for Q4 2019, filed 5 Feb 2020.