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First Trust Mid Cap Growth AlphaDEX Fund

122 hedge funds and large institutions have $369M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

6% more capital invested

Capital invested by funds: $347M → $369M (+$21.7M)

2.19% more ownership

Funds ownership: 75.4%77.59% (+2.2%)

2% more funds holding

Funds holding: 120122 (+2)

11% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 38

Holders
122
Holders Change
+2
Holders Change %
+1.67%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
34
Reduced
38
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCA
51
Transcend Capital Advisors
New Jersey
$620K -$3.8K -40 -0.6%
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$614K +$104K +1,099 +19%
GWM
53
Geneos Wealth Management
Colorado
$600K +$132K +1,392 +27%
SPC
54
Sigma Planning Corp
Michigan
$582K -$475 -5 -0.1%
Creative Planning
55
Creative Planning
Kansas
$566K +$665 +7 +0.1%
Stifel Financial
56
Stifel Financial
Missouri
$540K -$901K -9,489 -61%
BEI
57
Benjamin Edwards Inc
Missouri
$526K -$3.52M -37,047 -87%
PVI
58
Pine Valley Investments
New Jersey
$522K +$37.6K +396 +7%
Mariner
59
Mariner
Kansas
$513K -$9.87K -104 -2%
CWM
60
Cornerstone Wealth Management
Missouri
$513K
PWS
61
Proactive Wealth Strategies
Georgia
$511K +$256K +2,699 +92%
SA
62
Sanctuary Advisors
Indiana
$503K +$19.1K +201 +4%
BPA
63
Beacon Pointe Advisors
California
$498K +$522K +5,500 New
PFPG
64
Pinnacle Financial Partners (Georgia)
Georgia
$487K +$3.7K +39 +0.7%
EW
65
Element Wealth
Mississippi
$439K -$23.5K -248 -5%
BW
66
BostonPremier Wealth
Massachusetts
$420K
Thrivent Financial for Lutherans
67
Thrivent Financial for Lutherans
Minnesota
$413K -$8.07K -85 -2%
KWS
68
Keystone Wealth Services
California
$380K
KeyBank National Association
69
KeyBank National Association
Ohio
$355K
HI
70
Harbour Investments
Wisconsin
$326K +$47.5K +500 +16%
JWCA
71
J.W. Cole Advisors
Florida
$314K +$47.6K +501 +17%
IAA
72
Independent Advisor Alliance
North Carolina
$282K +$296K +3,116 New
PTC
73
Private Trust Company
Ohio
$276K +$52K +548 +22%
QCG
74
Quadrant Capital Group
Ohio
$271K
SIS
75
Sound Income Strategies
Florida
$270K

FNY Hedge Fund Activity: Q1 2026 in Review

122 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2026, worth a combined $369M — up 6.2% from $347M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FNY positions and 11 closed out — a net gain of 6 holders — while 34 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $13M. The largest seller was First Trust Advisors, exiting entirely with an estimated $5.43M sold.

  • 122 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2026, up from 120 in Q4 2025.
  • Funds reported $369M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2026, up 6.2% quarter-over-quarter.
  • 17 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2026 and 11 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2026 was Raymond James Financial, an estimated $13M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2026 was First Trust Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q1 2026.