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First Trust Mid Cap Growth AlphaDEX Fund
FNY

122 hedge funds and large institutions have $369M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

6% more capital invested

Capital invested by funds: $347M → $369M (+$21.7M)

2.19% more ownership

Funds ownership: 75.4% → 77.59% (+2.2%)

2% more funds holding

Funds holding: 120 → 122 (+2)

11% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 38

Holders
122
Holders Change
+2
Holders Change %
+1.67%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
34
Reduced
38
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Raymond James Financial
Raymond James Financial
Florida
+$13M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$9.7M
3
LPL Financial
LPL Financial
California
+$8.33M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$8.01M
5
AFS
Anderson Financial Strategies
Ohio
+$3.03M

Top Sellers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
-$5.43M
2
IWM
IHT Wealth Management
Illinois
-$5.06M
3
BEI
Benjamin Edwards Inc
Missouri
-$3.52M
4
Citadel Advisors
Citadel Advisors
Florida
-$1.94M
5
KAS
Kestra Advisory Services
Texas
-$1.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$43.6K – – –
GI
102
GAMMA Investing
California
$40.3K – – –
HWA
103
HHM Wealth Advisors
Tennessee
$36.6K – – –
MB
104
MidFirst Bank
Oklahoma
$35.7K -$17K -179 -31%
GSEP
105
Golden State Equity Partners
California
$28.1K +$29.4K +310 New
GCM
106
Gunpowder Capital Management
Maryland
$19.9K – – –
Fidelity Investments
107
Fidelity Investments
Massachusetts
$13.4K – – –
FMII
108
Farmers & Merchants Investments Inc
Nebraska
$12.4K – – –
TFA
109
Transamerica Financial Advisors
Florida
$11.6K -$1.31M -13,831 -99%
SS
110
Sunbelt Securities
Texas
$9.05K – – –
GCM
111
Gables Capital Management
Florida
$6.79K – – –
NS
112
NBC Securities
Alabama
$6.79K – – –
CJ
113
Caitlin John
Michigan
$6.42K – – –
ASN
114
Advisory Services Network
Georgia
$5.25K +$5.51K +58 New
MWA
115
Medallion Wealth Advisors
Connecticut
$4.52K – – –
UBS AM
116
UBS AM
Illinois
$3.53K +$3.7K +39 New
AssetMark Inc
117
AssetMark Inc
California
$2.53K – – –
PA
118
Parallel Advisors
California
$2.53K +$2.66K +28 New
FFA
119
Farther Finance Advisors
California
$1.56K – – –
MCA
120
McGuire Capital Advisors
Oklahoma
$905 – – –
VAI
121
Vanguard Advisers Inc
Pennsylvania
$905 +$949 +10 New
HHCP
122
Hilton Head Capital Partners
South Carolina
$90 – – –
First Trust Advisors
123
First Trust Advisors
Illinois
– -$5.43M -59,533 Closed
Citadel Advisors
124
Citadel Advisors
Florida
– -$1.94M -21,279 Closed
GSC
125
G&S Capital
Colorado
– -$1.12M -12,303 Closed
2 3 4
5
6

FNY Hedge Fund Activity: Q1 2026 in Review

122 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q1 2026, worth a combined $369M — up 6.2% from $347M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FNY positions and 11 closed out — a net gain of 6 holders — while 34 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $13M. The largest seller was First Trust Advisors, exiting entirely with an estimated $5.43M sold.

  • 122 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q1 2026, up from 120 in Q4 2025.
  • Funds reported $369M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q1 2026, up 6.2% quarter-over-quarter.
  • 17 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q1 2026 and 11 closed out, a net change of +6 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q1 2026 was Raymond James Financial, an estimated $13M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q1 2026 was First Trust Advisors, an estimated $5.43M sold.

Based on aggregated 13F filings for Q1 2026.