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NBC Securities’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

NBC Securities’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$8.31K Hold
75
– – ﹤0.01% 1946
2026
Q1 		$6.79K Hold
75
– – ﹤0.01% 2035
2025
Q4 		$6.84K Hold
75
– – ﹤0.01% 2125
2025
Q3 		$6.87K Sell
75
-600
-89% -$51.8K ﹤0.01% 2112
2025
Q2 		$55K Hold
675
– – ﹤0.01% 1277
2025
Q1 		$50K Buy
+675
New +$54.3K ﹤0.01% 1163
2024
Q4 		– Sell
-675
Closed -$53K – 1553
2024
Q3 		$53K Hold
675
– – ﹤0.01% 1151
2024
Q2 		$49K Buy
675
+67
+11% +$4.89K ﹤0.01% 1147
2024
Q1 		$45K Hold
608
– – ﹤0.01% 1170
2023
Q4 		$41K Hold
608
– – ﹤0.01% 1183
2023
Q3 		$36K Buy
+608
New +$38.8K ﹤0.01% 1230

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
P
&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

NBC Securities's FNY Position: Q2 2026 in Review

NBC Securities held its First Trust Mid Cap Growth AlphaDEX Fund (FNY) position steady in Q2 2026 at 75 shares worth $8.31K. The position accounts for ﹤0.01% of the portfolio, ranked #1946.

NBC Securities first reported a position in FNY in Q3 2023 and has held it in 11 quarters since. The position peaked at $55K in Q2 2025. 128 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

  • NBC Securities held 75 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $8.31K as of Q2 2026.
  • NBC Securities left its First Trust Mid Cap Growth AlphaDEX Fund share count unchanged in Q2 2026.
  • First Trust Mid Cap Growth AlphaDEX Fund made up ﹤0.01% of NBC Securities's portfolio in Q2 2026, its #1946 holding.
  • NBC Securities first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2023 and has held it in 11 quarters since.
  • NBC Securities's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $55K in Q2 2025.
  • 128 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.