FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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40 hedge funds and large institutions have $22.9M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2025 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$577K
2
AIA
Absolute Investment Advisers
Florida
+$409K
3
NS
NBC Securities
Alabama
+$309K
4
CL
CSS LLC
Illinois
+$283K
5
Morgan Stanley
Morgan Stanley
New York
+$214K

Top Sellers

1
AGM
Alpine Global Management
New York
-$671K
2
FHA
Flagship Harbor Advisors
Massachusetts
-$439K
3
RCM
Rivernorth Capital Management
Florida
-$364K
4
CC
CF Capital
Massachusetts
-$325K
5
SFS
Shaker Financial Services
Virginia
-$131K
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
26
Citadel Advisors
Florida
$57.1K -$43.9K -10,210 -43%
KAS
27
KPP Advisory Services
Kentucky
$53.8K -$4.3K -1,000 -7%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$53.3K – – –
LMKC
29
L.M. Kohn & Company
Ohio
$50.7K +$50.7K +11,800 New
WS
30
Wedbush Securities
California
$50K – – –
AWS
31
Atria Wealth Solutions
New York
$47.3K +$47.3K +11,000 New
BAM
32
Belpointe Asset Management
Nevada
$44.1K -$6.03K -1,403 -12%
EH
33
Equitable Holdings
New York
$43K – – –
IA
34
IFP Advisors
Florida
$25K -$4.3K -1,000 -15%
PSFG
35
Park Square Financial Group
Georgia
$13.7K -$3.13K -727 -19%
US Bancorp
36
US Bancorp
Minnesota
$12.5K – – –
WAM
37
Wolverine Asset Management
Illinois
$10.4K +$10.4K +2,418 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$7K +$7K +1,650 New
UBS Group
39
UBS Group
Switzerland
$864 -$7.23K -1,681 -89%
Bank of America
40
Bank of America
North Carolina
$215 +$215 +50 New
AGM
41
Alpine Global Management
New York
– -$671K -159,500 Closed
FHA
42
Flagship Harbor Advisors
Massachusetts
– -$439K -104,374 Closed
SFS
43
Shaker Financial Services
Virginia
– -$131K -31,134 Closed
NAS
44
NWF Advisory Services
California
– -$131K -31,050 Closed
PAG
45
Private Advisor Group
New Jersey
– -$88.2K -20,958 Closed
TSS
46
Two Sigma Securities
New York
– -$83.6K -19,854 Closed
VF
47
Virtu Financial
New York
– -$43K -10,220 Closed
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
– -$2.95K -701 Closed
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