FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
73
Holders Change
+6
Holders Change %
+8.96%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
13
Increased
26
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$8.43M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.2M
3
Bank of America
3
Bank of America
North Carolina
$7.16M
4
Invesco
4
Invesco
Georgia
$5.51M
5
IMS
5
Index Management Solutions
Pennsylvania
$2.64M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
WA
2
WFG Advisors
Texas
$938K
3
GEM
3
Global Endowment Management
North Carolina
$0
4
OA
4
Oxbow Advisors
Texas
$8.09M
5
NL
5
NWAM LLC
Washington
$4.46M
Name Market Value Shares Shares
Change 		Shares
Change %
NSIM
51
North Star Investment Management
Illinois
$36K 1,891 -1,035 -35%
CAPTRUST Financial Advisors
52
CAPTRUST Financial Advisors
North Carolina
$34K 1,770 +1,770 New
Creative Planning
53
Creative Planning
Kansas
$32K 1,666 +460 +38%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$31K 1,650 – –
DADC
55
D.A. Davidson & Co
Montana
$24K 1,300 – –
Citigroup
56
Citigroup
New York
$23K 1,230 – –
FAM
57
Formidable Asset Management
Ohio
$21K 1,100 – –
SIG
58
Stanford Investment Group
California
$20K 1,035 +1,035 New
HF
59
Hoxton Financial
West Virginia
$19K 1,000 – –
CFA
60
Carroll Financial Associates
North Carolina
$17K 800 – –
NFG
61
Next Financial Group
Texas
$17K 900 – –
SIA
62
Stancorp Investment Advisers
Oregon
$15K 776 +776 New
MFS
63
MSI Financial Services
Massachusetts
$10K 521 +10 +2%
TFA
64
Transamerica Financial Advisors
Florida
$10K 500 +500 New
AWM
65
Avior Wealth Management
Nebraska
$8K 414 – –
OSNBOA
66
Old Second National Bank of Aurora
Illinois
$7K 350 – –
GT
67
Greenleaf Trust
Michigan
$7K 361 – –
SSB
68
Sandy Spring Bank
Maryland
$7K 375 +375 New
HR
69
Howe & Rusling
New York
$6K 300 – –
WTB
70
Washington Trust Bank
Washington
$5K 250 +250 New
BRWA
71
B. Riley Wealth Advisors
Florida
$2.36K 22,558 +11,279 +100%
Deutsche Bank
72
Deutsche Bank
Germany
$2K 117 – –
Barclays
73
Barclays
United Kingdom
$1K 77 -19 -20%
CS
74
Credit Suisse
Switzerland
– – -132,740 Closed
GEM
75
Global Endowment Management
North Carolina
– – -10,000 Closed
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3
4