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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

9% more funds holding

Funds holding: 6773 (+6)

0.95% less ownership

Funds ownership: 12.23%11.28% (-0.95%)

8% less capital invested

Capital invested by funds: $109M → $101M (-$8.27M)

Holders
73
Holders Change
+6
Holders Change %
+8.96%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
26
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
51
North Star Investment Management
Illinois
$36K -$20.8K -1,035 -35%
CAPTRUST Financial Advisors
52
CAPTRUST Financial Advisors
North Carolina
$34K +$35.5K +1,770 New
Creative Planning
53
Creative Planning
Kansas
$32K +$9.23K +460 +38%
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$31K
DADC
55
D.A. Davidson & Co
Montana
$24K
Citigroup
56
Citigroup
New York
$23K
FAM
57
Formidable Asset Management
Ohio
$21K
SIG
58
Stanford Investment Group
California
$20K +$20.8K +1,035 New
HF
59
Hoxton Financial
West Virginia
$19K
CFA
60
Carroll Financial Associates
North Carolina
$17K
NFG
61
Next Financial Group
Texas
$17K
SIA
62
Stancorp Investment Advisers
Oregon
$15K +$15.6K +776 New
MFS
63
MSI Financial Services
Massachusetts
$10K +$201 +10 +2%
TFA
64
Transamerica Financial Advisors
Florida
$10K +$10K +500 New
AWM
65
Avior Wealth Management
Nebraska
$8K
GT
66
Greenleaf Trust
Michigan
$7K
OSNBOA
67
Old Second National Bank of Aurora
Illinois
$7K
SSB
68
Sandy Spring Bank
Maryland
$7K +$7.53K +375 New
HR
69
Howe & Rusling
New York
$6K
WTB
70
Washington Trust Bank
Washington
$5K +$5.02K +250 New
BRWA
71
B. Riley Wealth Advisors
Florida
$2.36K +$226K +11,279 +100%
Deutsche Bank
72
Deutsche Bank
Germany
$2K
Barclays
73
Barclays
United Kingdom
$1K -$381 -19 -20%
CS
74
Credit Suisse
Switzerland
-$2.56M -132,740 Closed
GEM
75
Global Endowment Management
North Carolina
-$193K -10,000 Closed