Carroll Financial Associates’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Carroll Financial Associates’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$139K	Hold	6,459	–	–	0.01%	454
2021 Q3	$143K	Hold	6,459	–	–	0.01%	459
2021 Q2	$146K	Buy	6,459 +4,089	+173%	+$93.4K	0.01%	490
2021 Q1	$55K	Hold	2,370	–	–	﹤0.01%	744
2020 Q4	$55K	Hold	2,370	–	–	﹤0.01%	676
2020 Q3	$49K	Hold	2,370	–	–	﹤0.01%	658
2020 Q2	$47K	Hold	2,370	–	–	﹤0.01%	668
2020 Q1	$39K	Hold	2,370	–	–	﹤0.01%	628
2019 Q4	$51K	Hold	2,370	–	–	﹤0.01%	645
2019 Q3	$49K	Buy	2,370 +1,570	+196%	+$31.9K	﹤0.01%	635
2019 Q2	$15K	Hold	800	–	–	﹤0.01%	892
2019 Q1	$15K	Hold	800	–	–	﹤0.01%	821
2018 Q4	$14K	Sell	800 -685	-46%	-$11.6K	﹤0.01%	759
2018 Q3	$27K	Hold	1,485	–	–	﹤0.01%	629
2018 Q2	$28K	Hold	1,485	–	–	﹤0.01%	602
2018 Q1	$28K	Buy	1,485 +685	+86%	+$13.2K	﹤0.01%	590
2017 Q4	$16K	Hold	800	–	–	﹤0.01%	719
2017 Q3	$17K	Hold	800	–	–	﹤0.01%	700
2017 Q2	$17K	Hold	800	–	–	﹤0.01%	716
2017 Q1	$16K	Hold	800	–	–	﹤0.01%	715
2016 Q4	$15K	Hold	800	–	–	﹤0.01%	695
2016 Q3	$16K	Hold	800	–	–	﹤0.01%	702
2016 Q2	$17K	Hold	800	–	–	﹤0.01%	660
2016 Q1	$16K	Hold	800	–	–	﹤0.01%	657
2015 Q4	$16K	Hold	800	–	–	﹤0.01%	637
2015 Q3	$15K	Hold	800	–	–	﹤0.01%	627
2015 Q2	$15K	Hold	800	–	–	﹤0.01%	617
2015 Q1	$16K	Hold	800	–	–	0.01%	455
2014 Q4	$17K	Hold	800	–	–	0.01%	410
2014 Q3	$16K	Hold	800	–	–	﹤0.01%	486
2014 Q2	$16K	Hold	800	–	–	﹤0.01%	513
2014 Q1	$15K	Hold	800	–	–	﹤0.01%	460
2013 Q4	$14K	Hold	800	–	–	0.01%	465
2013 Q3	$14K	Hold	800	–	–	0.01%	473
2013 Q2	$15K	Buy	+800	New	+$16K	0.01%	362

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Carroll Financial Associates's FFC Position: Q4 2021 in Review

Carroll Financial Associates held its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) position steady in Q4 2021 at 6,459 shares worth $139K. The position accounts for 0.01% of the portfolio, ranked #454.

Carroll Financial Associates first reported a position in FFC in Q2 2013 and has held it in 35 quarters since. The position peaked at $146K in Q2 2021. 111 funds tracked by Wall St. Rank hold FFC as of Q4 2021.

Carroll Financial Associates held 6,459 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $139K as of Q4 2021.
Carroll Financial Associates left its Flaherty & Crumrine Preferred and Income Securities Fund share count unchanged in Q4 2021.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.01% of Carroll Financial Associates's portfolio in Q4 2021, its #454 holding.
Carroll Financial Associates first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and has held it in 35 quarters since.
Carroll Financial Associates's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $146K in Q2 2021.
111 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.