Next Financial Group’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Next Financial Group’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$84K	Hold	3,875	–	–	0.01%	1256
2021 Q3	$86K	Hold	3,875	–	–	0.01%	1183
2021 Q2	$88K	Hold	3,875	–	–	0.01%	1177
2021 Q1	$91K	Hold	3,875	–	–	0.01%	1067
2020 Q4	$91K	Hold	3,875	–	–	0.01%	991
2020 Q3	$81K	Buy	+3,875	New	+$82.1K	0.01%	937
2020 Q2	–	Sell	-2,425	Closed	-$40K	–	1025
2020 Q1	$40K	Buy	+2,425	New	+$49.7K	0.01%	1056
2018 Q4	–	Sell	-145	Closed	-$3K	–	1996
2018 Q3	$3K	Buy	+145	New	+$2.75K	﹤0.01%	1243
2017 Q4	–	Sell	-425	Closed	-$9K	–	628
2017 Q3	$9K	Hold	425	–	–	﹤0.01%	1247
2017 Q2	$9K	Sell	425 -750	-64%	-$15.9K	﹤0.01%	1343
2017 Q1	$25K	Sell	1,175 -225	-16%	-$4.46K	0.01%	960
2016 Q4	$26K	Hold	1,400	–	–	﹤0.01%	1252
2016 Q3	$29K	Buy	1,400 +500	+56%	+$10.8K	0.01%	1187
2016 Q2	$19K	Hold	900	–	–	0.01%	989
2016 Q1	$18K	Hold	900	–	–	0.01%	973
2015 Q4	$18K	Hold	900	–	–	0.01%	961
2015 Q3	$16K	Hold	900	–	–	0.01%	1035
2015 Q2	$16K	Hold	900	–	–	0.01%	1082
2015 Q1	$18K	Hold	900	–	–	0.01%	1029
2014 Q4	$17K	Hold	900	–	–	0.01%	1034
2014 Q3	$17K	Hold	900	–	–	﹤0.01%	1499
2014 Q2	$17K	Buy	+900	New	+$17.9K	0.01%	644

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Next Financial Group's FFC Position: Q4 2021 in Review

Next Financial Group held its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) position steady in Q4 2021 at 3,875 shares worth $84K. The position accounts for 0.01% of the portfolio, ranked #1256.

Next Financial Group first reported a position in FFC in Q2 2014 and has held it in 22 quarters since. The position peaked at $91K in Q1 2021. 111 funds tracked by Wall St. Rank hold FFC as of Q4 2021.

Next Financial Group held 3,875 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $84K as of Q4 2021.
Next Financial Group left its Flaherty & Crumrine Preferred and Income Securities Fund share count unchanged in Q4 2021.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.01% of Next Financial Group's portfolio in Q4 2021, its #1256 holding.
Next Financial Group first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2014 and has held it in 22 quarters since.
Next Financial Group's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $91K in Q1 2021.
111 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.