Hoxton Financial’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Hoxton Financial’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,000	Closed	-$19K	–	339
2015 Q3	$19K	Hold	1,000	–	–	0.01%	189
2015 Q2	$19K	Hold	1,000	–	–	0.01%	197
2015 Q1	$20K	Hold	1,000	–	–	0.01%	190
2014 Q4	$19K	Hold	1,000	–	–	0.01%	191
2014 Q3	$19K	Hold	1,000	–	–	0.01%	176
2014 Q2	$20K	Hold	1,000	–	–	0.01%	180
2014 Q1	$19K	Hold	1,000	–	–	0.01%	185
2013 Q4	$18K	Hold	1,000	–	–	0.01%	367
2013 Q3	$18K	Hold	1,000	–	–	0.02%	197
2013 Q2	$19K	Buy	+1,000	New	+$20K	0.01%	287

Other funds holding FFC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Hoxton Financial's FFC Position: Q4 2015 in Review

Hoxton Financial sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2015, closing a stake of 1,000 shares — an estimated $19K sold.

Hoxton Financial first reported a position in FFC in Q2 2013 and held it in 10 quarters. The position peaked at $20K in Q1 2015. 77 funds tracked by Wall St. Rank hold FFC as of Q4 2015.

Hoxton Financial reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2015 after selling out during the quarter.
Hoxton Financial sold 1,000 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2015, an estimated $19K.
Hoxton Financial first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 10 quarters.
Hoxton Financial's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $20K in Q1 2015.
77 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2015.

Based on Hoxton Financial's 13F filing for Q4 2015, filed 21 Jan 2016.