Howe & Rusling’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Howe & Rusling’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-300	Closed	-$6K	–	1021
2015 Q3	$6K	Hold	300	–	–	﹤0.01%	599
2015 Q2	$6K	Hold	300	–	–	﹤0.01%	604
2015 Q1	$6K	Hold	300	–	–	﹤0.01%	581
2014 Q4	$6K	Hold	300	–	–	﹤0.01%	584
2014 Q3	$6K	Hold	300	–	–	﹤0.01%	569
2014 Q2	$6K	Hold	300	–	–	﹤0.01%	579
2014 Q1	$6K	Buy	+300	New	+$5.55K	﹤0.01%	633

Other funds holding FFC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Howe & Rusling's FFC Position: Q4 2015 in Review

Howe & Rusling sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2015, closing a stake of 300 shares — an estimated $6K sold.

Howe & Rusling first reported a position in FFC in Q1 2014 and held it in 7 quarters. The position peaked at $6K in Q3 2015. 77 funds tracked by Wall St. Rank hold FFC as of Q4 2015.

Howe & Rusling reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2015 after selling out during the quarter.
Howe & Rusling sold 300 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2015, an estimated $6K.
Howe & Rusling first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2014 and held it in 7 quarters.
Howe & Rusling's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $6K in Q3 2015.
77 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2015.

Based on Howe & Rusling's 13F filing for Q4 2015, filed 11 Feb 2016.