Transamerica Financial Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Transamerica Financial Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-3,623	Closed	-$74K	–	499
2016 Q1	$74K	Buy	3,623 +3,123	+625%	+$61.7K	0.01%	335
2015 Q4	$11K	Hold	500	–	–	﹤0.01%	586
2015 Q3	$10K	Hold	500	–	–	﹤0.01%	577
2015 Q2	$10K	Hold	500	–	–	﹤0.01%	633
2015 Q1	$11K	Hold	500	–	–	﹤0.01%	605
2014 Q4	$10K	Buy	+500	New	+$10K	﹤0.01%	499

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Transamerica Financial Advisors's FFC Position: Q2 2016 in Review

Transamerica Financial Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q2 2016, closing a stake of 3,623 shares — an estimated $74K sold.

Transamerica Financial Advisors first reported a position in FFC in Q4 2014 and held it in 6 quarters. The position peaked at $74K in Q1 2016. 69 funds tracked by Wall St. Rank hold FFC as of Q2 2016.

Transamerica Financial Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q2 2016 after selling out during the quarter.
Transamerica Financial Advisors sold 3,623 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2016, an estimated $74K.
Transamerica Financial Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2014 and held it in 6 quarters.
Transamerica Financial Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $74K in Q1 2016.
69 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2016.

Based on Transamerica Financial Advisors's 13F filing for Q2 2016, filed 12 Aug 2016.