FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

47 hedge funds and large institutions have $96.4M invested in First Trust Senior Floating Rate Income Fund II in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
$4.4M
2
Bank of America
Bank of America
North Carolina
$38.1M
3
PCM
Peak Capital Management
Colorado
$1.52M
4
FFA
First Foundation Advisors
California
$4.59M
5
AAM
Advisors Asset Management
Colorado
$1.95M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$3.24M
2
Morgan Stanley
Morgan Stanley
New York
$5.79M
3
AGA
Accuvest Global Advisors
Utah
$613K
4
Invesco
Invesco
Georgia
$4.62M
5
Wells Fargo
Wells Fargo
California
$976K
Name Holding Trade Value Shares
Change 		Shares
Change %
AI
26
Atria Investments
North Carolina
$349K +$349K +25,866 New
DA
27
Doliver Advisors
Texas
$318K +$68.2K +5,055 +27%
COLIM
28
City of London Investment Management
United Kingdom
$307K +$307K +22,830 New
WAM
29
Wolverine Asset Management
Illinois
$283K -$391K -28,961 -58%
SRC
30
Shufro Rose & Co
New York
$255K -$228K -17,100 Closed
ICOA
31
Investment Centers of America
North Dakota
$232K – – –
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$209K +$209K +15,456 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$187K -$6.58K -489 -3%
MSAM
34
Moloney Securities Asset Management
Missouri
$163K -$133K -9,872 -45%
UCFA
35
United Capital Financial Advisors
Texas
$160K – – –
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$155K +$6.33K +469 +4%
GWM
37
Geneos Wealth Management
Colorado
$153K +$34K +2,521 +29%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$148K – – –
CCP
39
Corient Capital Partners
California
$140K – – –
GRP
40
Global Retirement Partners
California
$106K +$704 +52 +0.7%
IA
41
IFP Advisors
Florida
$104K – – –
Citigroup
42
Citigroup
New York
$95K -$281K -20,756 -75%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$89K -$13.2K -985 -13%
PCM
44
Penserra Capital Management
California
$71K +$65.9K +4,984 +1,288%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$34K -$26.6K -1,978 -44%
CFN
46
Cordasco Financial Network
Florida
$15K – – –
WAM
47
Wealthspire Advisors (Maryland)
Maryland
$8K +$8K +580 New
ASN
48
Advisory Services Network
Georgia
$3K +$3K +200 New
CRC
49
Curi RMB Capital
Illinois
– -$708K -53,197 Closed
AIP
50
Ahrens Investment Partners
Louisiana
– -$156K -11,750 Closed
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