Bank of Montreal’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Bank of Montreal’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-13,231	Closed	-$168K	–	4719
2018 Q3	$168K	Sell	13,231 -1,160	-8%	-$14.8K	﹤0.01%	2847
2018 Q2	$185K	Sell	14,391 -481	-3%	-$6.27K	﹤0.01%	2804
2018 Q1	$197K	Sell	14,872 -584	-4%	-$7.54K	﹤0.01%	2642
2017 Q4	$199K	Hold	15,456	–	–	﹤0.01%	2681
2017 Q3	$209K	Buy	+15,456	New	+$206K	﹤0.01%	2652
2016 Q2	–	Sell	-690	Closed	-$9K	–	4152
2016 Q1	$9K	Sell	690 -1,310	-66%	-$16K	﹤0.01%	3645
2015 Q4	$25K	Hold	2,000	–	–	﹤0.01%	3308
2015 Q3	$25K	Hold	2,000	–	–	﹤0.01%	3164
2015 Q2	$26K	Hold	2,000	–	–	﹤0.01%	3216
2015 Q1	$28K	Buy	+2,000	New	+$26.6K	﹤0.01%	3143

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of Montreal's FCT Position: Q4 2018 in Review

Bank of Montreal sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2018, closing a stake of 13,231 shares — an estimated $168K sold.

Bank of Montreal first reported a position in FCT in Q1 2015 and held it in 10 quarters. The position peaked at $209K in Q3 2017. 62 funds tracked by Wall St. Rank hold FCT as of Q4 2018.

Bank of Montreal reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2018 after selling out during the quarter.
Bank of Montreal sold 13,231 First Trust Senior Floating Rate Income Fund II shares in Q4 2018, an estimated $168K.
Bank of Montreal first reported a position in First Trust Senior Floating Rate Income Fund II in Q1 2015 and held it in 10 quarters.
Bank of Montreal's First Trust Senior Floating Rate Income Fund II position peaked at $209K in Q3 2017.
62 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2018.

Based on Bank of Montreal's 13F filing for Q4 2018, filed 22 Jan 2019.