Ladenburg Thalmann Financial Services’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$320K	Sell	25,483 -1,498	-6%	-$18.1K	﹤0.01%	2163
2019 Q3	$323K	Buy	26,981 +97	+0.4%	+$1.15K	﹤0.01%	2110
2019 Q2	$323K	Buy	26,884 +3,525	+15%	+$42.4K	﹤0.01%	2095
2019 Q1	$276K	Buy	23,359 +492	+2%	+$5.84K	﹤0.01%	2159
2018 Q4	$257K	Buy	22,867 +3,058	+15%	+$36.5K	﹤0.01%	2044
2018 Q3	$251K	Sell	19,809 -537	-3%	-$6.84K	﹤0.01%	2131
2018 Q2	$268K	Hold	20,346	–	–	﹤0.01%	2000
2018 Q1	$268K	Buy	20,346 +297	+1%	+$3.84K	﹤0.01%	2000
2017 Q4	$259K	Buy	20,049 +6,145	+44%	+$80.2K	﹤0.01%	2020
2017 Q3	$187K	Sell	13,904 -489	-3%	-$6.52K	﹤0.01%	2165
2017 Q2	$191K	Buy	14,393 +4,279	+42%	+$58K	﹤0.01%	2055
2017 Q1	$140K	Buy	10,114 +44	+0.4%	+$609	﹤0.01%	2175
2016 Q4	$139K	Buy	10,070 +3,030	+43%	+$41.3K	﹤0.01%	2072
2016 Q3	$96K	Buy	7,040 +540	+8%	+$7.23K	﹤0.01%	2286
2016 Q2	$84K	Hold	6,500	–	–	﹤0.01%	2272
2016 Q1	$84K	Hold	6,500	–	–	﹤0.01%	2190
2015 Q4	$80K	Hold	6,500	–	–	﹤0.01%	2228
2015 Q3	$82K	Sell	6,500 -175	-3%	-$2.29K	﹤0.01%	2125
2015 Q2	$88K	Hold	6,675	–	–	﹤0.01%	2186
2015 Q1	$92K	Buy	6,675 +1,000	+18%	+$13.3K	﹤0.01%	2131
2014 Q4	$74K	Hold	5,675	–	–	﹤0.01%	2093
2014 Q3	$77K	Hold	5,675	–	–	﹤0.01%	1762
2014 Q2	$81K	Buy	5,675 +5,500	+3,143%	+$77K	﹤0.01%	1733
2014 Q1	$3K	Hold	175	–	–	﹤0.01%	3412
2013 Q4	$3K	Sell	175 -579	-77%	-$8.33K	﹤0.01%	3402
2013 Q3	$11K	Buy	754 +9	+1%	+$138	﹤0.01%	2799
2013 Q2	$11K	Buy	+745	New	+$11.8K	﹤0.01%	2670

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FCT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Senior Floating Rate Income Fund II (FCT) stake by 5.6% in Q4 2019, selling an estimated $18.1K and leaving 25,483 shares worth $320K. The position accounts for ﹤0.01% of the portfolio, ranked #2163.

Ladenburg Thalmann Financial Services first reported a position in FCT in Q2 2013 and has held it in 27 quarters since. The position peaked at $323K in Q3 2019. 65 funds tracked by Wall St. Rank hold FCT as of Q4 2019.

Ladenburg Thalmann Financial Services held 25,483 shares of First Trust Senior Floating Rate Income Fund II worth $320K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,498 First Trust Senior Floating Rate Income Fund II shares in Q4 2019, an estimated $18.1K.
First Trust Senior Floating Rate Income Fund II made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2163 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Senior Floating Rate Income Fund II position peaked at $323K in Q3 2019.
65 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.