Investment Centers of America’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Investment Centers of America’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-17,175	Closed	-$232K	–	142
2017 Q3	$232K	Hold	17,175	–	–	0.02%	503
2017 Q2	$229K	Sell	17,175 -1,855	-10%	-$25.2K	0.02%	511
2017 Q1	$264K	Hold	19,030	–	–	0.02%	497
2016 Q4	$264K	Buy	19,030 +2,355	+14%	+$32.1K	0.02%	466
2016 Q3	$230K	Hold	16,675	–	–	0.02%	456
2016 Q2	$213K	Sell	16,675 -1,012	-6%	-$13K	0.02%	435
2016 Q1	$227K	Buy	+17,687	New	+$216K	0.03%	427

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Investment Centers of America's FCT Position: Q4 2017 in Review

Investment Centers of America sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2017, closing a stake of 17,175 shares — an estimated $232K sold.

Investment Centers of America first reported a position in FCT in Q1 2016 and held it in 7 quarters. The position peaked at $264K in Q1 2017. 61 funds tracked by Wall St. Rank hold FCT as of Q4 2017.

Investment Centers of America reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 17,175 First Trust Senior Floating Rate Income Fund II shares in Q4 2017, an estimated $232K.
Investment Centers of America first reported a position in First Trust Senior Floating Rate Income Fund II in Q1 2016 and held it in 7 quarters.
Investment Centers of America's First Trust Senior Floating Rate Income Fund II position peaked at $264K in Q1 2017.
61 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.