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First Trust Multi Cap Value AlphaDEX Fund

44 hedge funds and large institutions have $92.1M invested in First Trust Multi Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

16% more capital invested

Capital invested by funds: $79.5M → $92.1M (+$12.6M)

13% more funds holding

Funds holding: 3944 (+5)

4.78% more ownership

Funds ownership: 41.86%46.64% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
17
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ATC
26
Argent Trust Co
Tennessee
$693K +$38.1K +810 +6%
PFS
27
Prospera Financial Services
Texas
$537K -$108K -2,299 -17%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$375K +$35.7K +759 +11%
WP
29
WealthPLAN Partners
Nebraska
$358K +$355K +7,550 New
PAG
30
Private Advisor Group
New Jersey
$339K +$7.06K +150 +2%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$321K +$49.8K +1,057 +19%
BRWA
32
B. Riley Wealth Advisors
Florida
$307K -$329K -6,984 -52%
NPC
33
National Planning Corporation
California
$239K -$121K -2,580 -34%
SI
34
SII Investments
Wisconsin
$209K -$6.87K -146 -3%
SPC
35
Sigma Planning Corp
Michigan
$209K +$141 +3 +0.1%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$179K -$3.77K -80 -2%
WA
37
WFG Advisors
Texas
$169K -$90.2K -1,916 -35%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$158K +$156K +3,311 New
DADC
39
D.A. Davidson & Co
Montana
$114K
Citigroup
40
Citigroup
New York
$97K -$471 -10 -0.5%
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$30K +$29.6K +628 New
WEC
42
Winslow Evans & Crocker
Massachusetts
$19K
MFS
43
MSI Financial Services
Massachusetts
$10K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
-$3.33M -70,428 Closed
VFS
45
VSR Financial Services
Kansas
-$449K -9,511 Closed
Deutsche Bank
46
Deutsche Bank
Germany
-$112K -2,375 Closed
WTB
47
Washington Trust Bank
Washington
-$7K -157 Closed

FAB Hedge Fund Activity: Q1 2015 in Review

44 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Value AlphaDEX Fund (FAB) for Q1 2015, worth a combined $92.1M — up 16% from $79.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAB positions and 4 closed out — a net gain of 5 holders — while 17 added to existing stakes and 14 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $4.91M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.33M sold.

  • 44 institutional investors held First Trust Multi Cap Value AlphaDEX Fund (FAB) as of Q1 2015, up from 39 in Q4 2014.
  • Funds reported $92.1M of First Trust Multi Cap Value AlphaDEX Fund stock for Q1 2015, up 16% quarter-over-quarter.
  • 9 funds opened new First Trust Multi Cap Value AlphaDEX Fund positions in Q1 2015 and 4 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Value AlphaDEX Fund buyer in Q1 2015 was Goldman Sachs, an estimated $4.91M added.
  • The largest First Trust Multi Cap Value AlphaDEX Fund seller in Q1 2015 was Susquehanna International Group, an estimated $3.33M sold.

Based on aggregated 13F filings for Q1 2015.