Sigma Planning Corp’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Sigma Planning Corp’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,140	Closed	-$209K	–	720
2015 Q4	$209K	Buy	5,140 +144	+3%	+$6.11K	0.03%	593
2015 Q3	$203K	Buy	4,996 +602	+14%	+$26.2K	0.03%	571
2015 Q2	$204K	Buy	4,394 +5	+0.1%	+$241	0.03%	624
2015 Q1	$209K	Buy	4,389 +3	+0.1%	+$141	0.03%	657
2014 Q4	$207K	Buy	+4,386	New	+$201K	0.03%	622

Other funds holding FAB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Sigma Planning Corp's FAB Position: Q1 2016 in Review

Sigma Planning Corp sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q1 2016, closing a stake of 5,140 shares — an estimated $209K sold.

Sigma Planning Corp first reported a position in FAB in Q4 2014 and held it in 5 quarters. The position peaked at $209K in Q4 2015. 31 funds tracked by Wall St. Rank hold FAB as of Q1 2016.

Sigma Planning Corp reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Sigma Planning Corp sold 5,140 First Trust Multi Cap Value AlphaDEX Fund shares in Q1 2016, an estimated $209K.
Sigma Planning Corp first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Sigma Planning Corp's First Trust Multi Cap Value AlphaDEX Fund position peaked at $209K in Q4 2015.
31 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q1 2016.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.