B. Riley Wealth Advisors’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

B. Riley Wealth Advisors’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,301	Closed	-$287K	–	561
2016 Q3	$287K	Sell	6,301 -424	-6%	-$19K	0.06%	413
2016 Q2	$286K	Buy	+6,725	New	+$288K	0.06%	405
2016 Q1	–	Sell	-6,725	Closed	-$274K	–	568
2015 Q4	$274K	Sell	6,725 -200	-3%	-$8.48K	0.06%	393
2015 Q3	$282K	Sell	6,925 -434	-6%	-$18.9K	0.07%	371
2015 Q2	$342K	Buy	7,359 +900	+14%	+$43.4K	0.09%	302
2015 Q1	$307K	Sell	6,459 -6,984	-52%	-$329K	0.07%	347
2014 Q4	$2.5K	Buy	13,443 +6,202	+86%	+$285K	0.05%	475
2014 Q3	$327K	Sell	7,241 -2,272	-24%	-$106K	0.09%	327
2014 Q2	$253K	Buy	9,513 +7,003	+279%	+$323K	0.06%	374
2014 Q1	$115K	Buy	+2,510	New	+$111K	0.03%	575

Other funds holding FAB

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

B. Riley Wealth Advisors's FAB Position: Q4 2016 in Review

B. Riley Wealth Advisors sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q4 2016, closing a stake of 6,301 shares — an estimated $287K sold.

B. Riley Wealth Advisors first reported a position in FAB in Q1 2014 and held it in 10 quarters. The position peaked at $342K in Q2 2015. 44 funds tracked by Wall St. Rank hold FAB as of Q4 2016.

B. Riley Wealth Advisors reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,301 First Trust Multi Cap Value AlphaDEX Fund shares in Q4 2016, an estimated $287K.
B. Riley Wealth Advisors first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q1 2014 and held it in 10 quarters.
B. Riley Wealth Advisors's First Trust Multi Cap Value AlphaDEX Fund position peaked at $342K in Q2 2015.
44 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q4 2016.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.