National Planning Corporation’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

National Planning Corporation’s Portfolio FAB Stock Details FAB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-4,931	Closed	-$239K	–	658
2015 Q1	$239K	Sell	4,931 -2,580	-34%	-$121K	0.02%	543
2014 Q4	$345K	Buy	7,511 +744	+11%	+$34.2K	0.02%	504
2014 Q3	$304K	Buy	6,767 +416	+7%	+$19.5K	0.02%	550
2014 Q2	$303K	Buy	+6,351	New	+$293K	0.02%	559

Other funds holding FAB

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SAM

Stringer Asset Management Memphis, Tennessee $64.2M AUM 16.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

National Planning Corporation's FAB Position: Q2 2015 in Review

National Planning Corporation sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q2 2015, closing a stake of 4,931 shares — an estimated $239K sold.

National Planning Corporation first reported a position in FAB in Q2 2014 and held it in 4 quarters. The position peaked at $345K in Q4 2014. 40 funds tracked by Wall St. Rank hold FAB as of Q2 2015.

National Planning Corporation reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q2 2015 after selling out during the quarter.
National Planning Corporation sold 4,931 First Trust Multi Cap Value AlphaDEX Fund shares in Q2 2015, an estimated $239K.
National Planning Corporation first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q2 2014 and held it in 4 quarters.
National Planning Corporation's First Trust Multi Cap Value AlphaDEX Fund position peaked at $345K in Q4 2014.
40 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q2 2015.

Based on National Planning Corporation's 13F filing for Q2 2015, filed 14 Aug 2015.