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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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36 hedge funds and large institutions have $32M invested in Duff & Phelps Utility & Corporate Bond Trust in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

9% more funds holding

Funds holding: 33 → 36 (+3)

9% more capital invested

Capital invested by funds: $29.4M → $32M (+$2.61M)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$1.05M
2
FNT
First Nebraska Trust
Nebraska
+$326K
3
Wells Fargo
Wells Fargo
California
+$312K
4
SFS
Shaker Financial Services
Virginia
+$298K
5
GC
Guggenheim Capital
Illinois
+$279K

Top Sellers

Rank Fund Capital Flow
1
AQR Capital Management
AQR Capital Management
Connecticut
-$268K
2
ICOA
Investment Centers of America
North Dakota
-$261K
3
CA
Cetera Advisors
Colorado
-$171K
4
Morgan Stanley
Morgan Stanley
New York
-$78.6K
5
WCM
Windsor Capital Management
Arizona
-$75.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
26
Citigroup
New York
$21K – – –
TWA
27
TCI Wealth Advisors
Arizona
$21K +$20.9K +2,000 New
NES
28
New England Securities
New York
$17K – – –
NSIM
29
North Star Investment Management
Illinois
$16K -$4.71K -450 -23%
US Bancorp
30
US Bancorp
Minnesota
$15K – – –
AIG
31
American International Group
New York
$14.8K -$8.38K -800 -36%
CPA
32
Cowen Prime Advisors
New York
$10K – – –
AP
33
Atwood & Palmer
Missouri
$10K +$10.5K +1,000 New
BRWA
34
B. Riley Wealth Advisors
Florida
$5.24K +$5.24K +500 New
SNT
35
Security National Trust
West Virginia
$4K – – –
WA
36
WFG Advisors
Texas
$4K +$63 +6 +2%
AQR Capital Management
37
AQR Capital Management
Connecticut
– -$268K -25,938 Closed
ICOA
38
Investment Centers of America
North Dakota
– -$261K -25,082 Closed
QAM
39
QCI Asset Management
New York
– -$8K -800 Closed
TRCT
40
Tower Research Capital (TRC)
New York
– -$3K -315 Closed
1
2

DUC Hedge Fund Activity: Q2 2014 in Review

36 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q2 2014, worth a combined $32M — up 8.9% from $29.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DUC positions and 4 closed out — a net gain of 3 holders — while 10 added to existing stakes and 9 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.05M. The largest seller was AQR Capital Management, exiting entirely with an estimated $268K sold.

  • 36 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q2 2014, up from 33 in Q1 2014.
  • Funds reported $32M of Duff & Phelps Utility & Corporate Bond Trust stock for Q2 2014, up 8.9% quarter-over-quarter.
  • 7 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q2 2014 and 4 closed out, a net change of +3 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q2 2014 was Sit Investment Associates, an estimated $1.05M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q2 2014 was AQR Capital Management, an estimated $268K sold.

Based on aggregated 13F filings for Q2 2014.