WFG Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

WFG Advisors’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-374	Closed	-$4K	–	1700
2015 Q3	$4K	Buy	374 +6	+2%	+$56	﹤0.01%	1319
2015 Q2	$3K	Buy	368 +5	+1%	+$48	﹤0.01%	1442
2015 Q1	$4K	Buy	363 +6	+2%	+$59	﹤0.01%	1436
2014 Q4	$4K	Buy	357 +5	+1%	+$49	﹤0.01%	1724
2014 Q3	$3K	Buy	352 +8	+2%	+$82	﹤0.01%	1821
2014 Q2	$4K	Buy	344 +6	+2%	+$63	﹤0.01%	1724
2014 Q1	$3K	Buy	338 +7	+2%	+$73	﹤0.01%	1771
2013 Q4	$3K	Buy	331 +7	+2%	+$71	﹤0.01%	1913
2013 Q3	$3K	Buy	324 +6	+2%	+$62	﹤0.01%	1885
2013 Q2	$3K	Buy	+318	New	+$3.79K	﹤0.01%	1806

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WFG Advisors's DUC Position: Q4 2015 in Review

WFG Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2015, closing a stake of 374 shares — an estimated $4K sold.

WFG Advisors first reported a position in DUC in Q2 2013 and held it in 10 quarters. The position peaked at $4K in Q3 2015. 38 funds tracked by Wall St. Rank hold DUC as of Q4 2015.

WFG Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2015 after selling out during the quarter.
WFG Advisors sold 374 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2015, an estimated $4K.
WFG Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 10 quarters.
WFG Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $4K in Q3 2015.
38 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2015.

Based on WFG Advisors's 13F filing for Q4 2015, filed 9 Feb 2016.