BRWA
DUC

B. Riley Wealth Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

B. Riley Wealth Advisors’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-500
Closed -$5 – 2214
2014
Q4 		$5 Buy
+500
New +$4.92K ﹤0.01% 3176
2014
Q3 		– Sell
-500
Closed -$5.24K – 2080
2014
Q2 		$5.24K Buy
+500
New +$5.24K ﹤0.01% 2026

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

B. Riley Wealth Advisors's DUC Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2015, closing a stake of 500 shares — an estimated $5 sold.

B. Riley Wealth Advisors first reported a position in DUC in Q2 2014 and held it in 2 quarters. The position peaked at $5.24K in Q2 2014. 34 funds tracked by Wall St. Rank hold DUC as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 500 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2015, an estimated $5.
  • B. Riley Wealth Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $5.24K in Q2 2014.
  • 34 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.