Atwood & Palmer’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Atwood & Palmer’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,000	Closed	-$9K	–	464
2015 Q2	$9K	Hold	1,000	–	–	﹤0.01%	306
2015 Q1	$10K	Hold	1,000	–	–	﹤0.01%	274
2014 Q4	$10K	Hold	1,000	–	–	﹤0.01%	299
2014 Q3	$10K	Hold	1,000	–	–	﹤0.01%	309
2014 Q2	$10K	Buy	+1,000	New	+$10.5K	﹤0.01%	268

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Atwood & Palmer's DUC Position: Q3 2015 in Review

Atwood & Palmer sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2015, closing a stake of 1,000 shares — an estimated $9K sold.

Atwood & Palmer first reported a position in DUC in Q2 2014 and held it in 5 quarters. The position peaked at $10K in Q1 2015. 32 funds tracked by Wall St. Rank hold DUC as of Q3 2015.

Atwood & Palmer reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2015 after selling out during the quarter.
Atwood & Palmer sold 1,000 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2015, an estimated $9K.
Atwood & Palmer first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2014 and held it in 5 quarters.
Atwood & Palmer's Duff & Phelps Utility & Corporate Bond Trust position peaked at $10K in Q1 2015.
32 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2015.

Based on Atwood & Palmer's 13F filing for Q3 2015, filed 12 Nov 2015.