CPA
DUC

Cowen Prime Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Cowen Prime Advisors’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-1,000
Closed -$10K – 326
2014
Q4 		$10K Hold
1,000
– – ﹤0.01% 261
2014
Q3 		$10K Hold
1,000
– – ﹤0.01% 253
2014
Q2 		$10K Hold
1,000
– – ﹤0.01% 220
2014
Q1 		$10K Hold
1,000
– – ﹤0.01% 229
2013
Q4 		$10K Hold
1,000
– – ﹤0.01% 227
2013
Q3 		$10K Buy
+1,000
New +$10.4K ﹤0.01% 232

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cowen Prime Advisors's DUC Position: Q1 2015 in Review

Cowen Prime Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2015, closing a stake of 1,000 shares — an estimated $10K sold.

Cowen Prime Advisors first reported a position in DUC in Q3 2013 and held it in 6 quarters. The position peaked at $10K in Q4 2014. 34 funds tracked by Wall St. Rank hold DUC as of Q1 2015.

  • Cowen Prime Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2015 after selling out during the quarter.
  • Cowen Prime Advisors sold 1,000 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2015, an estimated $10K.
  • Cowen Prime Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2013 and held it in 6 quarters.
  • Cowen Prime Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $10K in Q4 2014.
  • 34 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2015.

Based on Cowen Prime Advisors's 13F filing for Q1 2015, filed 13 May 2015.