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DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX
Delisted
DIAX was delisted on the 27th of March, 2026.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 76 |
SFSIG
76
San Francisco Sentry Investment Group
San Francisco,
California
| $2K | – | – | – |
|
| 77 |
GC
77
Guggenheim Capital
Chicago,
Illinois
| – | -$1.01M | -56,125 | Closed |
|
| 78 |
78
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$734K | -40,784 | Closed |
|
| 79 |
NA
79
NewEdge Advisors
New Orleans,
Louisiana
| – | -$340K | -18,885 | Closed |
|
| 80 |
BRWM
80
B. Riley Wealth Management
Memphis,
Tennessee
| – | -$186K | -10,315 | Closed |
|
| 81 |
PGWM
81
Parisi Gray Wealth Management
Mendham,
New Jersey
| – | -$113K | -6,263 | Closed |
|
| 82 |
AWM
82
Aevitas Wealth Management
Wellesley Hills,
Massachusetts
| – | -$106K | -5,930 | Closed |
|
| 83 |
RFC
83
Regions Financial Corp
Birmingham,
Alabama
| – | -$30K | -1,641 | Closed |
|
| 84 |
MFW
84
Mosaic Family Wealth
St. Louis,
Missouri
| – | -$18K | -1,000 | Closed |
|
| 85 |
SWM
85
SeaCrest Wealth Management
Purchase,
New York
| – | -$9K | -500 | Closed |
|
| 86 |
SIM
86
Sonora Investment Management
Tucson,
Arizona
| – | -$7K | -400 | Closed |
|
| 87 |
CCM
87
Cribstone Capital Management
Augusta,
Maine
| – | -$5K | -291 | Closed |
|