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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
51
Schnieders Capital Management
California
– -$486K -31,850 Closed
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
– -$481K -31,540 Closed
NFG
53
Nations Financial Group
Iowa
– -$462K -30,249 Closed
IFWM
54
Institute for Wealth Management
Colorado
– -$429K -28,143 Closed
Calamos Advisors
55
Calamos Advisors
Illinois
– -$392K -25,709 Closed
WS
56
Wedbush Securities
California
– -$385K -25,255 Closed
DAS
57
Diversify Advisory Services
Utah
– -$380K -24,566 Closed
LWL
58
Leo Wealth LLC
Texas
– -$351K -23,000 Closed
SWP
59
Sagespring Wealth Partners
Tennessee
– -$350K -22,923 Closed
YCM
60
Yakira Capital Management
Connecticut
– -$346K -22,654 Closed
Lido Advisors
61
Lido Advisors
California
– -$286K -18,825 Closed
QC
62
Quantedge Capital
Singapore
– -$287K -18,800 Closed
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
– -$277K -18,177 Closed
SF
64
Summit Financial
New Jersey
– -$263K -17,215 Closed
MQWP
65
Morey & Quinn Wealth Partners
Nebraska
– -$254K -16,676 Closed
BRWA
66
B. Riley Wealth Advisors
Florida
– -$244K -15,961 Closed
QL
67
Quarry LP
New York
– -$243K -15,894 Closed
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
– -$237K -15,556 Closed
PA
69
Pinnacle Associates
New York
– -$237K -15,516 Closed
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
– -$230K -15,080 Closed
HighTower Advisors
71
HighTower Advisors
Illinois
– -$230K -15,053 Closed
KFA
72
Kapstone Financial Advisors
Ohio
– -$222K -14,535 Closed
UPS
73
UHLMANN PRICE SECURITIES
Illinois
– -$219K -14,336 Closed
KWM
74
Kingsview Wealth Management
Oregon
– -$210K -13,734 Closed
Mariner
75
Mariner
Kansas
– -$208K -13,603 Closed
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