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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$984K +$11.6K +810 +1%
SDAM
27
Shulman DeMeo Asset Management
New York
$900K -$2.64K -184 -0.3%
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$865K -$29.1K -2,033 -3%
Ameriprise
29
Ameriprise
Minnesota
$845K -$172K -11,967 -17%
DAS
30
Dynamic Advisor Solutions
Arizona
$788K +$136K +9,503 +22%
QC
31
Quantedge Capital
Singapore
$762K +$275K +19,200 +60%
BRWA
32
B. Riley Wealth Advisors
Florida
$697K -$19.8K -1,383 -3%
FAM
33
Formidable Asset Management
Ohio
$677K -$200K -13,965 -23%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$673K -$59.7K -4,163 -8%
Osaic Holdings
35
Osaic Holdings
Arizona
$652K +$15.5K +1,083 +3%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$651K -$43.7K -3,047 -6%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$646K -$5.55K -387 -0.9%
DADC
38
D.A. Davidson & Co
Montana
$645K -$1.74K -121 -0.3%
SCM
39
Schnieders Capital Management
California
$565K – – –
CL
40
Choreo LLC
Illinois
$518K +$64.3K +4,482 +15%
NFG
41
Nations Financial Group
Iowa
$503K -$20.1K -1,400 -4%
SC
42
Stolper & Co
Oklahoma
$488K +$1.92K +134 +0.4%
RL
43
RPO LLC
Connecticut
$464K +$448K +31,270 New
IFWM
44
Institute for Wealth Management
Colorado
$426K – – –
NA
45
NewEdge Advisors
Louisiana
$413K +$16.8K +1,174 +4%
DAS
46
Diversify Advisory Services
Utah
$403K – – –
AWS
47
Atria Wealth Solutions
New York
$401K -$35.2K -2,457 -8%
NS
48
NBC Securities
Alabama
$378K -$8.6K -600 -2%
WS
49
Wedbush Securities
California
$377K -$875 -61 -0.2%
LWL
50
Leo Wealth LLC
Texas
$342K – – –