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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$966K -$413K -29,476 -30%
Stifel Financial
27
Stifel Financial
Missouri
$917K -$1.6M -113,814 -63%
SDAM
28
Shulman DeMeo Asset Management
New York
$852K -$659 -47 -0.1%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$845K -$19.2K -1,367 -2%
FAM
30
Formidable Asset Management
Ohio
$835K +$2.44K +174 +0.3%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$693K +$154K +10,953 +28%
BRWA
32
B. Riley Wealth Advisors
Florida
$689K +$46.3K +3,298 +7%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$657K -$18.8K -1,343 -3%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$615K +$39.4K +2,808 +7%
DAS
35
Dynamic Advisor Solutions
Arizona
$610K +$26.6K +1,899 +5%
DADC
36
D.A. Davidson & Co
Montana
$610K -$49.3K -3,517 -7%
Osaic Holdings
37
Osaic Holdings
Arizona
$600K -$886K -63,164 -60%
SCM
38
Schnieders Capital Management
California
$533K -$870K -62,035 -62%
NFG
39
Nations Financial Group
Iowa
$494K – – –
LSC
40
Logan Stone Capital
Illinois
$461K -$72.5K -5,169 -14%
SC
41
Stolper & Co
Oklahoma
$458K +$17.5K +1,246 +4%
QC
42
Quantedge Capital
Singapore
$450K +$297K +21,200 +194%
CL
43
Choreo LLC
Illinois
$427K +$427K +30,469 New
AWS
44
Atria Wealth Solutions
New York
$420K -$351K -25,048 -46%
IFWM
45
Institute for Wealth Management
Colorado
$402K -$2.05K -146 -0.5%
DAS
46
Diversify Advisory Services
Utah
$375K – – –
NA
47
NewEdge Advisors
Louisiana
$373K +$75.8K +5,403 +25%
NS
48
NBC Securities
Alabama
$365K +$18.3K +1,308 +5%
WS
49
Wedbush Securities
California
$357K +$105K +7,457 +41%
Two Sigma Investments
50
Two Sigma Investments
New York
$352K +$353K +25,139 New